Bernard Katz has been an investment adviser representative at Wealth Effects since February 2023, and is not listed among the firm’s executive officers or direct owners.
Wealth Effects LLC is a Boston, MA firm with $472M under management, 602 clients and 9 advisers across 11 offices, as of its February 2026 filing.
Bernard Katz’s longest registration is the current one, 3 years at Wealth Effects since 2023. Before joining Wealth Effects in 2023, Bernard Katz was registered through Katz Capital Management.
- Wealth EffectsCurrent– present · 3 yearsBoynton Beach, FL · Adviser representative · Firm CRD 315244
- Katz Capital Management– · 1 yearBoynton Beach, FL · Adviser representative · Firm CRD 127392
Investment adviser representative registrations
Bernard Katz is registered as an investment adviser representative in Florida, since February 2023.
- FloridaSince 17 February 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 August 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 January 1986 |
| Series 7 | General Securities Representative Examination | 18 January 1986 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 1086995
- Firm
- Wealth Effects · CRD 315244
- Office
- Boynton Beach, FL
- Registration
- Investment adviser registration
- In the industry since
- June 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Bernard Katz work?
Bernard Katz is an investment adviser representative registered through Wealth Effects LLC since February 2023, and is not listed among the firm’s executive officers or direct owners.
Is Bernard Katz a financial advisor?
Yes. Bernard Katz has a current investment-adviser registration in Florida, through Wealth Effects since February 2023.
How many years of experience does Bernard Katz have?
Bernard Katz has 5 years in the financial industry, since June 2021, across 2 adviser firms.
What exams has Bernard Katz passed?
Bernard Katz has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in January 1986.
Where did Bernard Katz work before Wealth Effects?
Before Wealth Effects, Bernard Katz was registered through Katz Capital Management, May 2021 to December 2022.
Where is Bernard Katz based?
Bernard Katz’s registered office is in Boynton Beach, FL.
Is Bernard Katz registered with FINRA?
No. Bernard Katz has no current broker registration.
How can I verify Bernard Katz’s record?
Search CRD 1086995 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Bernard Katz’s full registration record.