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Bennie Hobson

Managing Member at TH Financial in Franklin, TN

Investment adviser registrationUpdated

Bennie Hobson is Managing Member of TH Financial, LLC, an investment adviser managing $105M, and works from its Franklin, TN office. Bennie Hobson has been registered as an investment adviser representative through TH Financial since 17 December 2024, has 15 years in the industry across 2 firms and has passed 5 licensing exams.

15
Years in industry
1
Years at firm
2
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Bennie Hobson has been Managing Member of TH Financial since November 2024, is a control person of the firm and directly owns 75% or more of it.

TH Financial, LLC is a firm with $105M under management, 54 clients and 2 advisers across 2 offices, as of its April 2026 filing.

Travis Hobson is Founder and Managing Member of Springlake Financial Partners. He started the firm after just under 15 years with Charles Schwab.

Bennie Hobson’s longest registration was 11 years at Charles Schwab & Co., Inc. (2013–2024). Before joining TH Financial in 2024, Bennie Hobson was registered through Charles Schwab & Co., Inc.

  1. – present · 1 year
    Franklin, TN · Adviser representative · Firm CRD 334134
  2. Charles Schwab & Co., Inc.
    – · 11 years
    Franklin, TN · Adviser representative · Firm CRD 5393

Credentials and registrations

Investment adviser representative registrations

Bennie Hobson is registered as an investment adviser representative in Tennessee, since December 2024.

  • TennesseeSince 17 December 2024

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 661 July 2013
Name
Uniform Combined State Law Examination
Series 1012 October 2012
Name
General Securities Sales Supervisor - General Module Examination
Series 97 September 2012
Name
General Securities Sales Supervisor - Options Module Examination
Series 6312 November 2010
Name
Uniform Securities Agent State Law Examination
Series 79 November 2010
Name
General Securities Representative Examination

Key facts

Full name
Bennie Travis Hobson
CRD
5825484
Firm
TH Financial · CRD 334134
Role
Managing Member
Office
Franklin, TN
Registration
Investment adviser registration
In the industry since
December 2010
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Bennie Hobson work?

Bennie Hobson has been Managing Member of TH Financial, LLC since November 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 17 April 2026

Is Bennie Hobson a financial advisor?

Yes. Bennie Hobson has a current investment-adviser registration in Tennessee, through TH Financial since December 2024.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Bennie Hobson have?

Bennie Hobson has 15 years in the financial industry, since December 2010, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Bennie Hobson passed?

Bennie Hobson has passed 5 licensing exams: the Series 7, Series 63, Series 9, Series 10 and Series 66. The earliest, the Series 7, was passed in November 2010. FINRA credited Bennie Hobson with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did Bennie Hobson work before TH Financial?

Before TH Financial, Bennie Hobson was registered through Charles Schwab & Co., Inc., July 2013 to November 2024.

Source: IAPD individual record, checked 22 October 2026

Where is Bennie Hobson based?

Bennie Hobson’s registered office is in Franklin, TN.

Source: IAPD individual record, checked 22 October 2026

Is Bennie Hobson registered with FINRA?

No. Bennie Hobson has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Bennie Hobson’s record?

Search CRD 5825484 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Bennie Hobson’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 5825484, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of TH Financial, LLC, filed 17 April 2026. Title, control and ownership bands.
  3. TH Financial team page. Biography, education, credentials, awards.