Benjamin Smith has been an investment adviser representative at Horizon Wealth Investment Solutions since March 2025, and is not listed among the firm’s executive officers or direct owners.
Horizon Wealth Investment Solutions LLC is a Denver, CO firm with $147M under management, 163 clients and 4 advisers across 3 offices, as of its July 2026 filing.
Ben Smith is President and Lead Wealth Advisor of Vision Wealth, a partner of Horizon Wealth. He started investing in 2000 and began his career in the financial services industry in 2007. He previously partnered at Summit Wealth and Ashton & Associates, and started his own firm in 2017.
Benjamin Smith’s longest registration was 3 years at Impact Partnership Wealth, LLC (2021–2025). Before joining Horizon Wealth Investment Solutions in 2025, Benjamin Smith was registered through Impact Partnership Wealth, LLC and Resources Investment Advisors.
- Emerson Equity LLCAlso current– present · under a yearMonmouth, OR · Adviser representative and broker · Firm CRD 130032
- Impact Partnership Wealth, LLC– · 3 yearsMonmouth, OR · Adviser representative · Firm CRD 313928
- Resources Investment Advisors– · 1 yearDenver, CO · Adviser representative · Firm CRD 106766
- Brookstone Capital Management LLC– · 2 yearsMonmouth, OR · Adviser representative · Firm CRD 141413
Investment adviser representative registrations
Benjamin Smith is registered as an investment adviser representative in Oregon, since March 2025.
- OregonSince 31 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 22 September 2026 |
| Series 82TO | Limited Representative-Private Securities Offerings | 25 June 2026 |
| SIE | Securities Industry Essentials Examination | 31 March 2026 |
| Series 65 | Uniform Investment Adviser Law Examination | 6 August 2015 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Limited Representative-Private Securities Offerings
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Benjamin Scott Smith
- CRD
- 6779985
- Firm
- Horizon Wealth Investment Solutions · CRD 333752
- Office
- 1250 Main St. E., Suite B, Monmouth, OR 97361
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2017
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- hwtaxstrategies.com
Where does Benjamin Smith work?
Benjamin Smith is an investment adviser representative registered through Horizon Wealth Investment Solutions LLC since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Benjamin Smith a financial advisor?
Yes. Benjamin Smith has a current investment-adviser registration in Oregon, through Horizon Wealth Investment Solutions since March 2025.
How many years of experience does Benjamin Smith have?
Benjamin Smith has 9 years in the financial industry, since April 2017, across 5 adviser firms.
What exams has Benjamin Smith passed?
Benjamin Smith has passed 4 licensing exams: the Series 65, SIE, Series 82TO and Series 63. The earliest, the Series 65, was passed in August 2015.
Where did Benjamin Smith work before Horizon Wealth Investment Solutions?
Before Horizon Wealth Investment Solutions, Benjamin Smith was registered through Resources Investment Advisors, November 2019 to June 2021; Brookstone Capital Management LLC, April 2017 to November 2019.
Where is Benjamin Smith based?
Benjamin Smith’s registered office is in Monmouth, OR.
Is Benjamin Smith registered with FINRA?
Yes. Benjamin Smith has a current broker registration, under CRD 6779985.
Source: FINRA BrokerCheck
How can I verify Benjamin Smith’s record?
Search CRD 6779985 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Benjamin Smith’s full registration record.
