Benjamin Monte has been an investment adviser representative at Monte Financial Group since July 2020, and is not listed among the firm’s executive officers or direct owners. Benjamin Monte holds a Bachelor of Science in Finance from Stonehill College and a Bachelor of Arts in Economics from Stonehill College.
Monte Financial Group, LLC is a Guilford, CT firm with $482M under management, 434 clients and 7 advisers in one office, as of its March 2026 filing.
Benjamin T. Monte is Director of Research and Portfolio Specialist of Monte Financial Group. As Director of Research, he supervises, trains, and develops the analyst team and leads research supporting the firm's equity and fixed income investments. As Portfolio Specialist, he works with institutional clients and prospects to articulate the firm's investment process. He joined the firm in February 2020 as a Research Analyst and was promoted to Director of Research in January 2025.
- Monte Financial Group, LLCCurrent– present · 6 yearsGuilford, CT · Adviser representative · Firm CRD 150119
Investment adviser representative registrations
Benjamin Monte is registered as an investment adviser representative in Connecticut, since July 2020.
- ConnecticutSince 8 July 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 June 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Benjamin Thomas Monte
- CRD
- 7274760
- Firm
- Monte Financial Group · CRD 150119
- Office
- 30 Long Hill Rd, Guilford, CT 06437
- Registration
- Investment adviser registration
- In the industry since
- July 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- montefinancialgroup.com
Where does Benjamin Monte work?
Benjamin Monte is an investment adviser representative registered through Monte Financial Group, LLC since July 2020, and is not listed among the firm’s executive officers or direct owners.
Is Benjamin Monte a financial advisor?
Yes. Benjamin Monte has a current investment-adviser registration in Connecticut, through Monte Financial Group since July 2020.
How many years of experience does Benjamin Monte have?
Benjamin Monte has 6 years in the financial industry, since July 2020, across 1 adviser firm.
What exams has Benjamin Monte passed?
Benjamin Monte passed the Series 65 in June 2020.
Where is Benjamin Monte based?
Benjamin Monte’s registered office is in Guilford, CT.
Is Benjamin Monte registered with FINRA?
No. Benjamin Monte has no current broker registration.
How can I verify Benjamin Monte’s record?
Search CRD 7274760 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Benjamin Monte’s full registration record.
