Benjamin Jones has been Member, President, Founder, and Chief Compliance Officer of Wave Wealth Management since October 2016, is a control person of the firm and directly owns 75% or more of it. Benjamin Jones holds a Bachelor's of Science in Personal Financial Planning from Texas Tech University.
Wave Wealth Management, LLC is a Frisco, TX firm with $134M under management, 62 clients and 2 advisers in one office, as of its February 2026 filing.
Ben Jones created Wave Wealth Management as a Registered Investment Advisor firm. Jones works with clients on strategic financial planning and wealth management. Jones serves with the Investments and Wealth Institute and is on the Certified Private Wealth Advisor Exam Committee.
Benjamin Jones’ longest registration is the current one, 10 years at Wave Wealth Management since 2016. Before joining Wave Wealth Management in 2016, Benjamin Jones was registered through Ameriprise Financial Services, Inc. and VSR Advisory Services.
- Wave Wealth Management, LLCCurrent– present · 10 yearsFrisco, TX · Adviser representative · Firm CRD 285079
- Ameriprise Financial Services, Inc.– · 4 yearsPlano, TX · Adviser representative · Firm CRD 6363
- VSR Advisory Services– · 3 yearsPlano, TX · Adviser representative · Firm CRD 14503
Professional designations
Listed by Wave Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Investment Management Analyst® (CIMA®)
Investment adviser representative registrations
Benjamin Jones is registered as an investment adviser representative in 2 states. The first approvals date from October 2016; the most recent is Louisiana, in March 2017.
- LouisianaSince 20 March 2017
- TexasSince 6 October 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 April 2008 |
| Series 7 | General Securities Representative Examination | 29 January 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Benjamin Arnott Jones
- CRD
- 5091560
- Firm
- Wave Wealth Management · CRD 285079
- Role
- Member, President, Founder, and Chief Compliance Officer
- Office
- 7000 PARKWOOD BLVD., SUITE G300, Frisco, TX 75034
- Registration
- Investment adviser registration
- In the industry since
- April 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wavewealth.com
Where does Benjamin Jones work?
Benjamin Jones has been Member, President, Founder, and Chief Compliance Officer of Wave Wealth Management, LLC since October 2016, and is a control person of the firm.
Is Benjamin Jones a financial advisor?
Yes. Benjamin Jones has a current investment-adviser registration in Louisiana and Texas, through Wave Wealth Management since October 2016.
How many years of experience does Benjamin Jones have?
Benjamin Jones has 18 years in the financial industry, since April 2008, across 3 adviser firms.
What exams has Benjamin Jones passed?
Benjamin Jones has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2008. FINRA credited Benjamin Jones with the SIE, which began in October 2018.
Where did Benjamin Jones work before Wave Wealth Management?
Before Wave Wealth Management, Benjamin Jones was registered through VSR Advisory Services, April 2008 to March 2012.
Where is Benjamin Jones based?
Benjamin Jones’ registered office is in Frisco, TX.
Is Benjamin Jones registered with FINRA?
No. Benjamin Jones has no current broker registration.
Is Benjamin Jones a CFP?
Wave Wealth Management lists Benjamin Jones with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Benjamin Jones’ record?
Search CRD 5091560 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Benjamin Jones’ full registration record.