Benjamin Altman has been CEO & Chief Compliance Officer of Altman Advisors since July 2016, is a control person of the firm and directly owns under 5% of it.
Altman Advisors, Inc is a Chicago, IL firm with $483M under management, 184 clients and 7 advisers in one office, as of its July 2026 filing.
Benjamin Altman is CEO and Chief Investment Officer of Altman Advisors, a Multi-Family Office he co-founded in 2016. He is a member of YPO and EO.
Benjamin Altman’s longest registration was 11 years at UBS Financial Services Inc. (2004–2016). Before joining Altman Advisors in 2016, Benjamin Altman was registered through UBS Financial Services Inc.
- UBS Financial Services Inc.– · 11 yearsChicago, IL · Adviser representative · Firm CRD 8174
Professional designations
Listed by Altman Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Benjamin Altman is registered as an investment adviser representative in 2 states. The first approvals date from July 2016; the most recent is Texas, in March 2019.
- IllinoisSince 18 July 2016
- TexasSince 25 March 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 6 May 2005 |
| Series 66 | Uniform Combined State Law Examination | 4 August 2004 |
| Series 7 | General Securities Representative Examination | 21 July 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Benjamin Marcus Altman
- CRD
- 4249622
- Firm
- Altman Advisors · CRD 281778
- Role
- CEO & Chief Compliance Officer
- Office
- 233 S WACKER DR., SUITE 9750, Chicago, IL 60606
- Registration
- Investment adviser registration
- In the industry since
- July 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- altmanadvisors.com
Where does Benjamin Altman work?
Benjamin Altman has been CEO & Chief Compliance Officer of Altman Advisors, Inc since July 2016, and is a control person of the firm.
Is Benjamin Altman a financial advisor?
Yes. Benjamin Altman has a current investment-adviser registration in Illinois and Texas, through Altman Advisors since July 2016.
How many years of experience does Benjamin Altman have?
Benjamin Altman has 22 years in the financial industry, since July 2004, across 2 adviser firms.
What exams has Benjamin Altman passed?
Benjamin Altman has passed 3 licensing exams: the Series 7, Series 66 and Series 3. The earliest, the Series 7, was passed in July 2004. FINRA credited Benjamin Altman with the SIE, which began in October 2018.
Where is Benjamin Altman based?
Benjamin Altman’s registered office is in Chicago, IL.
Is Benjamin Altman registered with FINRA?
No. Benjamin Altman has no current broker registration.
Is Benjamin Altman a CFP?
Altman Advisors lists Benjamin Altman with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Benjamin Altman’s record?
Search CRD 4249622 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Benjamin Altman’s full registration record.