Beatriz Gutierrez Junco has been Chief Compliance Officer of CV Advisors since April 2024, is a control person of the firm and directly owns under 5% of it.
CV Advisors LLC is an Aventura, FL firm with $15.1B under management, 159 clients and 23 advisers in one office, as of its April 2026 filing.
No adviser firm registrations are on Beatriz Gutierrez Junco’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 21 October 2015 |
| Series 7 | General Securities Representative Examination | 9 September 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6122419
- Firm
- CV Advisors · CRD 164817
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Beatriz Gutierrez Junco work?
Beatriz Gutierrez Junco has been Chief Compliance Officer of CV Advisors LLC since April 2024, and is a control person of the firm.
Does Beatriz Gutierrez Junco have a current investment-adviser registration?
Beatriz Gutierrez Junco has no current investment-adviser or broker registration.
What exams has Beatriz Gutierrez Junco passed?
Beatriz Gutierrez Junco has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in September 2015. FINRA credited Beatriz Gutierrez Junco with the SIE, which began in October 2018.
Is Beatriz Gutierrez Junco registered with FINRA?
No. Beatriz Gutierrez Junco has no current broker registration.
How can I verify Beatriz Gutierrez Junco’s record?
Search CRD 6122419 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Beatriz Gutierrez Junco’s full registration record.