Barclay Nelson has been Managing Member and Chief Compliance Officer of Birch Capital Management since July 2004, is a control person of the firm and directly owns 75% or more of it.
Birch Capital Management, LLC is a firm with $235M under management, 35 clients and 2 advisers across 2 offices, as of its September 2026 filing.
Barclay Nelson is Founder of Birch Capital Management. He established the firm in 2010 to continue a succession of family office investment management. Before becoming a portfolio manager, he gained experience in management consulting, portfolio analytics and capital markets. He is a member of the Dallas CFA Society and a Director of the Nelson Family Foundation and The Margaret and Mary Nelson Family Foundation.
- – present · 16 yearsDallas, TX · Adviser representative · Firm CRD 152302
Professional designations
Listed by Birch Capital Management
- CFA
- CAIA
- CFP
Investment adviser representative registrations
Barclay Nelson is registered as an investment adviser representative in Texas, since May 2010.
- TexasSince 27 May 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 October 2008 |
| Series 7 | General Securities Representative Examination | 30 September 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 January 2007 |
| Series 22 | Direct Participation Programs Representative Examination | 9 January 2007 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Representative Examination
- Full name
- Barclay D Nelson
- CRD
- 5269340
- Firm
- Birch Capital Management · CRD 152302
- Role
- Managing Member and Chief Compliance Officer
- Office
- Dallas, TX
- Registration
- Investment adviser registration
- In the industry since
- May 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- birchcm.com
Where does Barclay Nelson work?
Barclay Nelson has been Managing Member and Chief Compliance Officer of Birch Capital Management, LLC since July 2004, and is a control person of the firm.
Is Barclay Nelson a financial advisor?
Yes. Barclay Nelson has a current investment-adviser registration in Texas, through Birch Capital Management since May 2010.
How many years of experience does Barclay Nelson have?
Barclay Nelson has 16 years in the financial industry, since May 2010, across 1 adviser firm.
What exams has Barclay Nelson passed?
Barclay Nelson has passed 4 licensing exams: the Series 22, Series 63, Series 7 and Series 65. The earliest, the Series 22, was passed in January 2007.
Where is Barclay Nelson based?
Barclay Nelson’s registered office is in Dallas, TX.
Is Barclay Nelson registered with FINRA?
No. Barclay Nelson has no current broker registration.
Is Barclay Nelson a CFP?
Birch Capital Management lists Barclay Nelson with the CFP credential (“CFP”) on its website. CFP Board confirms certification status.
Source: Barclay Nelson, CFA, CAIA, CFP biography, birchcm.com
Is Barclay Nelson a CFA charterholder?
Birch Capital Management lists Barclay Nelson with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.
Source: Barclay Nelson, CFA, CAIA, CFP biography, birchcm.com
How can I verify Barclay Nelson’s record?
Search CRD 5269340 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Barclay Nelson’s full registration record.