Barbara Lane has been an investment adviser representative at Pathfinder Wealth Management since March 2011, and is not listed among the firm’s executive officers or direct owners.
Pathfinder Wealth Management, Inc. is a Rockford, IL firm with $121M under management, 142 clients and 3 advisers in one office, as of its March 2026 filing.
Barbara A. Lane is an Investment Advisor Representative of Pathfinder Wealth Management, Inc., based in Rockford, IL. She began her career in financial services in 1998 and started her own business, Senior Capital Management, Inc, in 2004. Lane merged her practice with Pathfinder in February 2011.
Barbara Lane’s longest registration is the current one, 15 years at Pathfinder Wealth Management since 2011. Before joining Pathfinder Wealth Management in 2011, Barbara Lane was registered through Brookstone Capital Management LLC.
- Pathfinder Advisory, Inc.Current– present · 15 yearsRockford, IL · Adviser representative · Firm CRD 122768
- Brookstone Capital Management LLC– · 1 yearRockford, IL · Adviser representative · Firm CRD 141413
Professional designations
Listed by Pathfinder Wealth Management
- Retirement Income Certified Professional (RICP®)
Investment adviser representative registrations
Barbara Lane is registered as an investment adviser representative in Illinois, since March 2011.
- IllinoisSince 3 March 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 April 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 September 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 July 2008 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 31 May 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Full name
- Barbara Ann Lane
- CRD
- 3240667
- Firm
- Pathfinder Wealth Management · CRD 122768
- Office
- 6981 REDANSA DR, Rockford, IL 61108
- Registration
- Investment adviser registration
- In the industry since
- July 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pathfinderadvisory.com
Where does Barbara Lane work?
Barbara Lane is an investment adviser representative registered through Pathfinder Wealth Management, Inc. since March 2011, and is not listed among the firm’s executive officers or direct owners.
Is Barbara Lane a financial advisor?
Yes. Barbara Lane has a current investment-adviser registration in Illinois, through Pathfinder Wealth Management since March 2011.
How many years of experience does Barbara Lane have?
Barbara Lane has 17 years in the financial industry, since July 2009, across 2 adviser firms.
What exams has Barbara Lane passed?
Barbara Lane has passed 4 licensing exams: the Series 26, Series 63, Series 6 and Series 65. The earliest, the Series 26, was passed in May 2001.
Where did Barbara Lane work before Pathfinder Wealth Management?
Before Pathfinder Wealth Management, Barbara Lane was registered through Brookstone Capital Management LLC, June 2009 to February 2011.
Where is Barbara Lane based?
Barbara Lane’s registered office is in Rockford, IL.
Is Barbara Lane registered with FINRA?
No. Barbara Lane has no current broker registration.
How can I verify Barbara Lane’s record?
Search CRD 3240667 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Barbara Lane’s full registration record.
