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Barbara Hardy

Chief Compliance Officer at White Pine Capital

Firm officerUpdated

Barbara Hardy has been Chief Compliance Officer of White Pine Capital LLC, a Bloomington, MN investment adviser managing $431M, since March 2008.

18
Years in role
$431M
Firm AUM
84
Firm clients
4
Firm advisers

From Form ADV filed 31 March 2026Form ADV

Career

Barbara Hardy is a control person of White Pine Capital and directly owns between 10% and 25% of it. Barbara Hardy holds a Bachelor of Arts in Business Management from St. Mary's College.

White Pine Capital is an investment adviser based in Bloomington, MN, registered with the SEC since 2000. It provides investment management. Its clients include high-net-worth individuals, other clients and charitable organizations. Its regulatory assets under management total $431 million, as filed on 31 March 2026. Its fees, ownership and offices are on the firm’s profile.

Barb Hardy is a member of the firm's LLC and serves as Chief Compliance Officer of White Pine Capital. Since joining the firm in 1986, her responsibilities have evolved from operations to portfolio assistant, fixed income analysis, Head Trader and Compliance Committee member.

Credentials

Professional designations

Listed by White Pine Capital

  • Chartered Financial Analyst (CFA®)
  • Investment Advisor Certified Compliance Professional (IACCP)

Key facts

CRD
1585188
Firm
White Pine Capital · CRD 108417
Role
Chief Compliance Officer
In role since
March 2008 · 18 years
Control person
Yes
Direct ownership
10% to 25%
Firm headquarters
Bloomington, MN
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Barbara Hardy work?

Barbara Hardy has been Chief Compliance Officer of White Pine Capital LLC since March 2008, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Is Barbara Hardy a CFA charterholder?

White Pine Capital lists Barbara Hardy with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.

Source: Barb Hardy, CFA biography, whitepinecapital.com

How can I verify Barbara Hardy’s record?

Barbara Hardy’s role is listed on White Pine Capital LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 108417.

Source: Form ADV, Schedule A, filed 31 March 2026

Leadership at White Pine Capital

Sources

  1. IAPD individual lookup, CRD 1585188, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of White Pine Capital LLC, filed 31 March 2026. Title, control and ownership bands.
  3. White Pine Capital team page. Biography, education, credentials, awards.