Azita Simler has been an investment adviser representative at Tradewinds Capital Management since November 2019, and is not listed among the firm’s executive officers or direct owners. Azita Simler holds a Bachelor of Arts in English from Western Washington University and a Bachelor of Arts in Music from Western Washington University.
Tradewinds Capital Management, LLC is a Bellingham, WA firm with $727M under management, 2,238 clients and 7 advisers in one office, as of its August 2026 filing.
Azita Simler is Business Retirement Plan Specialist of Tradewinds Capital Management, based in Bellingham, Washington. Her career in financial services began in 2003 at an LPL Financial Advisor's office. In 2012 she became Private Client Trading and Operations Manager at a large Bellingham-based Registered Investment Advisor, and in 2019 she joined Tradewinds, where she focuses on business retirement plans for small business owners' 401(k) and SIMPLE plans.
Azita Simler’s longest registration is the current one, 6 years at Tradewinds Capital Management since 2019. Before joining Tradewinds Capital Management in 2019, Azita Simler was registered through Saturna Capital Corporation and LPL Financial LLC.
- – present · 6 yearsBellingham, WA · Adviser representative · Firm CRD 145934
- Saturna Capital Corporation– · 6 yearsBellingham, WA · Adviser representative · Firm CRD 25586
- LPL Financial LLC– · under a yearBellingham, WA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Azita Simler is registered as an investment adviser representative in Washington, since November 2019.
- WashingtonSince 19 November 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 5 June 2012 |
| Series 7 | General Securities Representative Examination | 7 May 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Azita L Simler
- CRD
- 4803527
- Firm
- Tradewinds Capital Management · CRD 145934
- Office
- 2211 RIMLAND DRIVE, SUITE 401, Bellingham, WA 98226
- Registration
- Investment adviser registration
- In the industry since
- May 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tradewinds.com
Where does Azita Simler work?
Azita Simler is an investment adviser representative registered through Tradewinds Capital Management, LLC since November 2019, and is not listed among the firm’s executive officers or direct owners.
Is Azita Simler a financial advisor?
Yes. Azita Simler has a current investment-adviser registration in Washington, through Tradewinds Capital Management since November 2019.
How many years of experience does Azita Simler have?
Azita Simler has 14 years in the financial industry, since May 2012, across 3 adviser firms.
What exams has Azita Simler passed?
Azita Simler has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2012. FINRA credited Azita Simler with the SIE, which began in October 2018.
Where did Azita Simler work before Tradewinds Capital Management?
Before Tradewinds Capital Management, Azita Simler was registered through LPL Financial LLC, June 2012 to January 2013.
Where is Azita Simler based?
Azita Simler’s registered office is in Bellingham, WA.
Is Azita Simler registered with FINRA?
No. Azita Simler has no current broker registration.
How can I verify Azita Simler’s record?
Search CRD 4803527 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Azita Simler’s full registration record.