Austin Schmitt has been an investment adviser representative at Tailwinds Wealth since January 2026, and is not listed among the firm’s executive officers or direct owners.
Tailwinds Wealth, LLC is a Vadnais Heights, MN firm with $193M under management, 268 clients and 7 advisers across 8 offices, as of its September 2026 filing.
Austin Schmitt is Partner & COO of Tailwinds Wealth, where he leads firm operations. His background includes building scalable systems and strong client experiences as a partner at a regional RIA and helping launch a private real estate investment offering on the Schwab platform.
- Tailwinds Wealth, LLCCurrent– present · under a yearFranklin, TN · Adviser representative · Firm CRD 322924
Investment adviser representative registrations
Austin Schmitt is registered as an investment adviser representative in 2 states. The first approvals date from January 2026; the most recent is Tennessee, in September 2026.
- MinnesotaSince 28 January 2026
- TennesseeSince 22 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 January 2026 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Austin Timothy Schmitt
- CRD
- 8208613
- Firm
- Tailwinds Wealth · CRD 322924
- Office
- Franklin, TN
- Registration
- Investment adviser registration
- In the industry since
- January 2026
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tailwindswealth.com
Where does Austin Schmitt work?
Austin Schmitt is an investment adviser representative registered through Tailwinds Wealth, LLC since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Austin Schmitt a financial advisor?
Yes. Austin Schmitt has a current investment-adviser registration in Minnesota and Tennessee, through Tailwinds Wealth since January 2026.
How many years of experience does Austin Schmitt have?
Austin Schmitt has 0 years in the financial industry, since January 2026, across 1 adviser firm.
What exams has Austin Schmitt passed?
Austin Schmitt passed the Series 65 in January 2026.
Where is Austin Schmitt based?
Austin Schmitt’s registered office is in Franklin, TN.
Is Austin Schmitt registered with FINRA?
No. Austin Schmitt has no current broker registration.
How can I verify Austin Schmitt’s record?
Search CRD 8208613 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Austin Schmitt’s full registration record.
