Austin Sander has been an investment adviser representative at Wealth Alliance Advisory Group since January 2022, and is not listed among the firm’s executive officers or direct owners. Austin Sander holds a B.B.A. in Finance with an emphasis on Personal Financial Planning from Fort Hays State University, a B.S. in Business Education from Fort Hays State University and an M.S. in School Leadership from Baker University.
Wealth Alliance Advisory Group, LLC is a Wichita, KS firm with $979M under management, 982 clients and 7 advisers in one office, as of its June 2026 filing.
Austin D. Sander is Senior Vice-President of Wealth Alliance Advisory Group and a Registered Investment Adviser Representative. He began his work in finance in 2014 at one of the world's largest global financial services firms, specializing in corporate retirement plans. Before that, he had a decade of experience as an educator in two school districts and in managing online student education through a curriculum provider.
Austin Sander’s longest registration is the current one, 4 years at Wealth Alliance Advisory Group since 2022. Before joining Wealth Alliance Advisory Group in 2022, Austin Sander was registered through UBS Financial Services Inc.
- – present · 4 yearsWichita, KS · Adviser representative · Firm CRD 290329
- UBS Financial Services Inc.– · 3 yearsWichita, KS · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Austin Sander is registered as an investment adviser representative in Kansas, since January 2022.
- KansasSince 4 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 25 November 2014 |
| Series 7 | General Securities Representative Examination | 22 October 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6366308
- Firm
- Wealth Alliance Advisory Group · CRD 290329
- Office
- 10585 E 21ST N, Wichita, KS 67207
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2014
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- wealthalliance.com
Where does Austin Sander work?
Austin Sander is an investment adviser representative registered through Wealth Alliance Advisory Group, LLC since January 2022, and is not listed among the firm’s executive officers or direct owners.
Is Austin Sander a financial advisor?
Yes. Austin Sander has a current investment-adviser registration in Kansas, through Wealth Alliance Advisory Group since January 2022.
How many years of experience does Austin Sander have?
Austin Sander has 12 years in the financial industry, since October 2014, across 2 adviser firms.
What exams has Austin Sander passed?
Austin Sander has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2014. FINRA credited Austin Sander with the SIE, which began in October 2018.
Where did Austin Sander work before Wealth Alliance Advisory Group?
Before Wealth Alliance Advisory Group, Austin Sander was registered through UBS Financial Services Inc., November 2014 to December 2017.
Where is Austin Sander based?
Austin Sander’s registered office is in Wichita, KS.
Is Austin Sander registered with FINRA?
Yes. Austin Sander has a current broker registration, under CRD 6366308.
Source: FINRA BrokerCheck
How can I verify Austin Sander’s record?
Search CRD 6366308 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Austin Sander’s full registration record.
