Austin Moore has been an investment adviser representative at Tradewinds since September 2026, and is not listed among the firm’s executive officers or direct owners.
Tradewinds, LLC is a Raleigh, NC firm with $659M under management, 505 clients and 9 advisers in one office, as of its March 2026 filing.
Austin Moore’s longest registration was 1 year at CAPTRUST (2025–2026). Before joining Tradewinds in 2026, Austin Moore was registered through CAPTRUST.
- Tradewinds, LLCCurrent– present · under a yearRaleigh, NC · Adviser representative · Firm CRD 316415
- CAPTRUST– · 1 yearRaleigh, NC · Adviser representative · Firm CRD 175112
Investment adviser representative registrations
Austin Moore is registered as an investment adviser representative in North Carolina, since September 2026.
- North CarolinaSince 11 September 2026
Examinations
No examinations are on Austin Moore’s record.
- Full name
- Austin Bradford Moore
- CRD
- 8107440
- Firm
- Tradewinds · CRD 316415
- Office
- 4600 MARRIOTT DR., SUITE 200, Raleigh, NC 27612
- Registration
- Investment adviser registration
- In the industry since
- June 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Austin Moore work?
Austin Moore is an investment adviser representative registered through Tradewinds, LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Austin Moore a financial advisor?
Yes. Austin Moore has a current investment-adviser registration in North Carolina, through Tradewinds since September 2026.
How many years of experience does Austin Moore have?
Austin Moore has 1 year in the financial industry, since June 2025, across 2 adviser firms.
Where did Austin Moore work before Tradewinds?
Before Tradewinds, Austin Moore was registered through CAPTRUST, June 2025 to August 2026.
Where is Austin Moore based?
Austin Moore’s registered office is in Raleigh, NC.
Is Austin Moore registered with FINRA?
No. Austin Moore has no current broker registration.
How can I verify Austin Moore’s record?
Search CRD 8107440 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Austin Moore’s full registration record.
