Ashley Buchanan has been Chief Compliance Officer of 44 North Capital since June 2026, is a control person of the firm and directly owns under 5% of it.
44 North Capital, LLC is a Burlington, VT firm with $125M under management, 438 clients and 2 advisers across 2 offices, as of its August 2026 filing.
Ashley Buchanan’s longest registration was 3 years at CWM, LLC (2022–2026).
- Sanctuary Advisors, LLCAlso current– present · under a yearLa Vista, NE · Adviser representative · Firm CRD 226606
- CWM, LLC– · 3 yearsOmaha, NE · Adviser representative · Firm CRD 155344
- Bancwest Investment Services, Inc. (Bwis)– · 2 yearsOmaha, NE · Adviser representative · Firm CRD 29357
- Securities America Advisors, Inc.– · 3 yearsLa Vista, NE · Adviser representative · Firm CRD 110518
Investment adviser representative registrations
Ashley Buchanan is registered as an investment adviser representative in Nebraska, since May 2026.
- NebraskaSince 22 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 17 April 2017 |
| Series 24 | General Securities Principal Examination | 20 January 2017 |
| Series 7 | General Securities Representative Examination | 19 September 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- CRD
- 6643855
- Firm
- 44 North Capital · CRD 327552
- Role
- Chief Compliance Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2016
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Ashley Buchanan work?
Ashley Buchanan has been Chief Compliance Officer of 44 North Capital, LLC since June 2026, and is a control person of the firm.
Is Ashley Buchanan a financial advisor?
Yes. Ashley Buchanan has a current investment-adviser registration in Nebraska.
How many years of experience does Ashley Buchanan have?
Ashley Buchanan has 9 years in the financial industry, since October 2016, across 4 adviser firms.
What exams has Ashley Buchanan passed?
Ashley Buchanan has passed 3 licensing exams: the Series 7, Series 24 and Series 66. The earliest, the Series 7, was passed in September 2016. FINRA credited Ashley Buchanan with the SIE, which began in October 2018.
Where was Ashley Buchanan previously registered as an investment adviser?
Ashley Buchanan has past investment-adviser registrations through CWM, LLC, July 2022 to April 2026; Bancwest Investment Services, Inc. (Bwis), May 2020 to June 2022; Securities America Advisors, Inc., April 2017 to April 2020, across 4 firms.
Is Ashley Buchanan registered with FINRA?
Yes. Ashley Buchanan has a current broker registration, under CRD 6643855.
Source: FINRA BrokerCheck
How can I verify Ashley Buchanan’s record?
Search CRD 6643855 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Ashley Buchanan’s full registration record.
