Aron Frank has been an investment adviser representative at Gambit Capital Management since March 2023, and is not listed among the firm’s executive officers or direct owners. Aron Frank holds a Bachelor of Business Administration in Finance and Economics from the University of Oshkosh Wisconsin.
Gambit Capital Management, LLC is a firm with $167M under management, 107 clients and 6 advisers across 4 offices, as of its August 2026 filing.
Aron Frank is Investment Advisor of Gambit Capital Management, LLC. Aron has 5 years of experience in investment management, research, and financial planning and joined Gambit Capital Management, LLC in 2023. Prior to joining, Aron worked at Woodbury Financial Group as a paraplanner and Advisor.
Aron Frank’s longest registration is the current one, 3 years at Gambit Capital Management since 2023. Before joining Gambit Capital Management in 2023, Aron Frank was registered through Woodbury Financial Services, Inc.
- – present · 3 yearsBeaver Dam, WI · Adviser representative · Firm CRD 318313
- Woodbury Financial Services, Inc.– · under a yearBrookfield, WI · Adviser representative · Firm CRD 421
Investment adviser representative registrations
Aron Frank is registered as an investment adviser representative in 4 states. The first approvals date from March 2023; the most recent is South Dakota, in May 2024.
- MinnesotaSince 13 March 2023
- South DakotaSince 14 May 2024
- TennesseeSince 13 March 2023
- TexasSince 13 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 30 March 2022 |
| Series 7TO | General Securities Representative Examination | 10 January 2022 |
| SIE | Securities Industry Essentials Examination | 14 July 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Aron Patrick Frank
- CRD
- 7273955
- Firm
- Gambit Capital Management · CRD 318313
- Office
- Beaver Dam, WI
- Registration
- Investment adviser registration
- In the industry since
- April 2022
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- gambitcm.com
Where does Aron Frank work?
Aron Frank is an investment adviser representative registered through Gambit Capital Management, LLC since March 2023, and is not listed among the firm’s executive officers or direct owners.
Is Aron Frank a financial advisor?
Yes. Aron Frank has a current investment-adviser registration in Minnesota, South Dakota, Tennessee and Texas, through Gambit Capital Management since March 2023.
How many years of experience does Aron Frank have?
Aron Frank has 4 years in the financial industry, since April 2022, across 2 adviser firms.
What exams has Aron Frank passed?
Aron Frank has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in July 2020.
Where did Aron Frank work before Gambit Capital Management?
Before Gambit Capital Management, Aron Frank was registered through Woodbury Financial Services, Inc., April 2022 to December 2022.
Where is Aron Frank based?
Aron Frank’s registered office is in Beaver Dam, WI.
Is Aron Frank registered with FINRA?
No. Aron Frank has no current broker registration.
How can I verify Aron Frank’s record?
Search CRD 7273955 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Aron Frank’s full registration record.
