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Arnold Abens

CEO/President at Abens Financial Services in Edina, MN

Investment adviser registrationUpdated

Arnold Abens is CEO/President of Abens Financial Services Inc, an investment adviser managing $120M, and works from its Edina, MN office. Arnold Abens has been registered as an investment adviser representative through Abens Financial Services since 26 July 2011, has 30 years in the industry across 1 firm and has passed 5 licensing exams.

30
Years in industry
15
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Arnold Abens has been CEO/President of Abens Financial Services since June 1986, is a control person of the firm and directly owns between 50% and 75% of it.

Abens Financial Services Inc is an Edina, MN firm with $120M under management, 98 clients and 3 advisers in one office, as of its March 2026 filing.

  1. – present · 15 years
    Edina, MN · Adviser representative · Firm CRD 106604
  2. – · 14 years
    Edina, MN · Adviser representative · Firm CRD 106604

Credentials and registrations

Investment adviser representative registrations

Arnold Abens is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from December 2013; the most recent is Texas, in August 2019.

  • MinnesotaSince 4 December 2013
  • TexasResidentSince 29 August 2019

Examinations

Series 515 March 2003
Name
Municipal Fund Securities Principal Examination
Series 6510 May 1994
Name
Uniform Investment Adviser Law Examination
Series 248 December 1987
Name
General Securities Principal Examination
Series 639 September 1986
Name
Uniform Securities Agent State Law Examination
Series 716 August 1986
Name
General Securities Representative Examination

Key facts

Full name
Arnold Dean Abens
CRD
1506077
Firm
Abens Financial Services · CRD 106604
Role
CEO/President
Office
4926 LINCOLN DRIVE, Edina, MN 55436
Registration
Investment adviser registration
In the industry since
September 1996
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Arnold Abens work?

Arnold Abens has been CEO/President of Abens Financial Services Inc since June 1986, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 23 March 2026

Is Arnold Abens a financial advisor?

Yes. Arnold Abens has a current investment-adviser registration in Minnesota and Texas, through Abens Financial Services since July 2011.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Arnold Abens have?

Arnold Abens has 30 years in the financial industry, since September 1996, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Arnold Abens passed?

Arnold Abens has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 65 and Series 51. The earliest, the Series 7, was passed in August 1986.

Source: IAPD individual record, checked 22 October 2026

Where is Arnold Abens based?

Arnold Abens’ registered office is in Edina, MN.

Source: IAPD individual record, checked 22 October 2026

Is Arnold Abens registered with FINRA?

No. Arnold Abens has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Arnold Abens’ record?

Search CRD 1506077 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Arnold Abens’ full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Abens Financial Services

Sources

  1. IAPD individual record, CRD 1506077, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Abens Financial Services Inc, filed 23 March 2026. Title, control and ownership bands.