April Charles has been an investment adviser representative at Urban Wealth Management Group since May 2017, and is not listed among the firm’s executive officers or direct owners.
Urban Wealth Management Group LLC is a firm with $213M under management, 281 clients and 5 advisers across 5 offices, as of its May 2026 filing.
April Charles’ longest registration is the current one, 9 years at Urban Wealth Management Group since 2017. Before joining Urban Wealth Management Group in 2017, April Charles was registered through Concert Wealth Management and Morgan Stanley Smith Barney LLC.
- – present · 9 yearsHenderson, NV · Adviser representative · Firm CRD 285633
- Concert Wealth Management– · 5 yearsEl Segundo, CA · Adviser representative · Firm CRD 141253
- Morgan Stanley Smith Barney LLC– · 3 yearsTorrance, CA · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 5 yearsTorrance, CA · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
April Charles is registered as an investment adviser representative in California, since May 2017.
- CaliforniaSince 18 May 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 November 2003 |
| Series 7 | General Securities Representative Examination | 1 May 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- April Lynn Charles
- CRD
- 4156837
- Firm
- Urban Wealth Management Group · CRD 285633
- Office
- Henderson, NV
- Registration
- Investment adviser registration
- In the industry since
- May 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does April Charles work?
April Charles is an investment adviser representative registered through Urban Wealth Management Group LLC since May 2017, and is not listed among the firm’s executive officers or direct owners.
Is April Charles a financial advisor?
Yes. April Charles has a current investment-adviser registration in California, through Urban Wealth Management Group since May 2017.
How many years of experience does April Charles have?
April Charles has 26 years in the financial industry, since May 2000, across 4 adviser firms.
What exams has April Charles passed?
April Charles has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2000. FINRA credited April Charles with the SIE, which began in October 2018.
Where did April Charles work before Urban Wealth Management Group?
Before Urban Wealth Management Group, April Charles was registered through Morgan Stanley Smith Barney LLC, June 2009 to July 2012; Citigroup Global Markets Inc., November 2003 to June 2009.
Where is April Charles based?
April Charles’ registered office is in Henderson, NV.
Is April Charles registered with FINRA?
No. April Charles has no current broker registration.
How can I verify April Charles’ record?
Search CRD 4156837 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes April Charles’ full registration record.