Anthony Perez has been an investment adviser representative at Legacy Wealth Management since November 2024, and is not listed among the firm’s executive officers or direct owners.
Legacy Wealth Management, LLC is a Boise, ID firm with $629M under management, 3,416 clients and 39 advisers across 22 offices, as of its May 2026 filing.
Anthony Perez’s longest registration was 8 years at Unionbanc Investment Services, LLC (2012–2020). Before joining Legacy Wealth Management in 2024, Anthony Perez was registered through Bbva Wealth Solutions Inc. and Unionbanc Investment Services, LLC.
- – present · 1 yearPhoenix, AZ · Adviser representative · Firm CRD 174767
- Bbva Wealth Solutions Inc.– · under a yearPhoenix, AZ · Adviser representative · Firm CRD 110476
- Unionbanc Investment Services, LLC– · 8 yearsIrvine, CA · Adviser representative · Firm CRD 14455
- Wells Fargo Investments, LLC– · 1 yearPhoenix, AZ · Adviser representative · Firm CRD 10582
Investment adviser representative registrations
Anthony Perez is registered as an investment adviser representative in Arizona, since November 2024.
- ArizonaSince 25 November 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 23 April 2005 |
| Series 66 | Uniform Combined State Law Examination | 3 December 2002 |
| Series 7 | General Securities Representative Examination | 3 October 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4583581
- Firm
- Legacy Wealth Management · CRD 174767
- Office
- 21 E. Catalina Dr., Phoenix, AZ 85012
- Registration
- Investment adviser registration
- In the industry since
- June 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Anthony Perez work?
Anthony Perez is an investment adviser representative registered through Legacy Wealth Management, LLC since November 2024, and is not listed among the firm’s executive officers or direct owners.
Is Anthony Perez a financial advisor?
Yes. Anthony Perez has a current investment-adviser registration in Arizona, through Legacy Wealth Management since November 2024.
How many years of experience does Anthony Perez have?
Anthony Perez has 16 years in the financial industry, since June 2010, across 4 adviser firms.
What exams has Anthony Perez passed?
Anthony Perez has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in October 2002. FINRA credited Anthony Perez with the SIE, which began in October 2018.
Where did Anthony Perez work before Legacy Wealth Management?
Before Legacy Wealth Management, Anthony Perez was registered through Bbva Wealth Solutions Inc., December 2020 to June 2021; Unionbanc Investment Services, LLC, June 2012 to November 2020; Wells Fargo Investments, LLC, December 2002 to December 2004.
Where is Anthony Perez based?
Anthony Perez’s registered office is in Phoenix, AZ.
Is Anthony Perez registered with FINRA?
No. Anthony Perez has no current broker registration.
How can I verify Anthony Perez’s record?
Search CRD 4583581 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anthony Perez’s full registration record.
