Anthony Morgillo has been an investment adviser representative at Grey Ledge Advisors since August 2020, and is not listed among the firm’s executive officers or direct owners.
Grey Ledge Advisors, LLC is a Guilford, CT firm with $616M under management, 887 clients and 4 advisers in one office, as of its March 2026 filing.
Anthony Morgillo’s longest registration was 7 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2013–2020). Before joining Grey Ledge Advisors in 2020, Anthony Morgillo was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and HSBC Securities (USA) Inc.
- Grey Ledge Advisors, LLCCurrent– present · 6 yearsGuilford, CT · Adviser representative · Firm CRD 124867
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 7 yearsBranford, CT · Adviser representative · Firm CRD 7691
- HSBC Securities (USA) Inc.– · 1 yearShelton, CT · Adviser representative · Firm CRD 19585
- National Planning Corporation ("NPC of America" in FL & NY)– · 4 yearsSouth Windsor, CT · Adviser representative · Firm CRD 29604
- Jefferson Pilot Securities Corp– · 2 yearsGuilford, CT · Adviser representative · Firm CRD 3870
- Merrill Lynch Pierce Fenner & Smith Inc.– · 2 yearsNew Haven, CT · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Anthony Morgillo is registered as an investment adviser representative in Connecticut, since August 2020.
- ConnecticutSince 7 August 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 September 1999 |
| Series 7 | General Securities Representative Examination | 11 August 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 May 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 May 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Anthony Fred Morgillo
- CRD
- 3053010
- Firm
- Grey Ledge Advisors · CRD 124867
- Office
- ONE PARK STREET, Guilford, CT 06437
- Registration
- Investment adviser registration
- In the industry since
- June 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Anthony Morgillo work?
Anthony Morgillo is an investment adviser representative registered through Grey Ledge Advisors, LLC since August 2020, and is not listed among the firm’s executive officers or direct owners.
Is Anthony Morgillo a financial advisor?
Yes. Anthony Morgillo has a current investment-adviser registration in Connecticut, through Grey Ledge Advisors since August 2020.
How many years of experience does Anthony Morgillo have?
Anthony Morgillo has 27 years in the financial industry, since June 1999, across 5 adviser firms.
What exams has Anthony Morgillo passed?
Anthony Morgillo has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in May 1998. FINRA credited Anthony Morgillo with the SIE, which began in October 2018.
Where did Anthony Morgillo work before Grey Ledge Advisors?
Before Grey Ledge Advisors, Anthony Morgillo was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, March 2013 to June 2020; HSBC Securities (USA) Inc., March 2011 to May 2012; National Planning Corporation ("NPC of America" in FL & NY), April 2006 to March 2011; Jefferson Pilot Securities Corp, May 2003 to April 2006; Merrill Lynch Pierce Fenner & Smith Inc., September 2000 to May 2003.
Where is Anthony Morgillo based?
Anthony Morgillo’s registered office is in Guilford, CT.
Is Anthony Morgillo registered with FINRA?
No. Anthony Morgillo has no current broker registration.
How can I verify Anthony Morgillo’s record?
Search CRD 3053010 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anthony Morgillo’s full registration record.