Anthony Cosey has been President/Chief Compliance Officer of Cosey Financial Services since January 2006, is a control person of the firm and directly owns 75% or more of it. Anthony Cosey holds an M.S. in Management from the University of Tennessee and a B.S. in Psychology from the University of Tennessee.
Cosey Financial Services, Inc. is a Knoxville, TN firm with $124M under management, 404 clients and 3 advisers across 3 offices, as of its February 2026 filing.
Tony Cosey is President/CEO of Cosey Financial Services. He founded Cosey Financial Services Inc. in 2001, Cosey Insurance Services, LLC in 1999, and Active Capital management in 2020, as well as The Running Foundation. He manages assets and provides tax planning for individuals and businesses, and has coached track and cross-country athletes for more than 15 years.
Anthony Cosey’s longest registration is the current one, 20 years at Cosey Financial Services since 2006. Before joining Cosey Financial Services in 2006, Anthony Cosey was registered through SSN Advisory, Inc. and American General Securities Incorporated.
- Silver Oak Securities, Inc.– · under a yearKnoxville, TN · Adviser representative · Firm CRD 46947
- – present · 20 yearsKnoxville, TN · Adviser representative · Firm CRD 140175
- SSN Advisory, Inc.– · 2 yearsKnoxville, TN · Adviser representative · Firm CRD 126090
- American General Securities Incorporated– · under a yearKnoxville, TN · Adviser representative · Firm CRD 13626
Investment adviser representative registrations
Anthony Cosey is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from April 2006; the most recent is Georgia, in December 2016.
- GeorgiaSince 14 December 2016
- TennesseeSince 13 April 2006
- TexasResidentSince 29 August 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 22 December 2022 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 22 December 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 10 April 2006 |
| Series 7 | General Securities Representative Examination | 1 April 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 4 February 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 November 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 November 1999 |
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Anthony Eugene Cosey
- CRD
- 4032305
- Firm
- Cosey Financial Services · CRD 140175
- Role
- President/Chief Compliance Officer
- Office
- 118 HUXLEY RD, SUITE 5, Knoxville, TN 37922
- Registration
- Investment adviser registration
- In the industry since
- November 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- coseyfinancial.com
Where does Anthony Cosey work?
Anthony Cosey has been President/Chief Compliance Officer of Cosey Financial Services, Inc. since January 2006, and is a control person of the firm.
Is Anthony Cosey a financial advisor?
Yes. Anthony Cosey has a current investment-adviser registration in Georgia, Tennessee and Texas, through Cosey Financial Services since April 2006.
How many years of experience does Anthony Cosey have?
Anthony Cosey has 26 years in the financial industry, since November 1999, across 4 adviser firms.
What exams has Anthony Cosey passed?
Anthony Cosey has passed 7 licensing exams: the Series 6, Series 63, Series 65, Series 7, Series 24, Series 7TO and Series 6TO. The earliest, the Series 6, was passed in November 1999. FINRA credited Anthony Cosey with the SIE, which began in October 2018.
Where did Anthony Cosey work before Cosey Financial Services?
Before Cosey Financial Services, Anthony Cosey was registered through American General Securities Incorporated, April 2004 to June 2004.
Where is Anthony Cosey based?
Anthony Cosey’s registered office is in Knoxville, TN.
Is Anthony Cosey registered with FINRA?
No. Anthony Cosey has no current broker registration.
How can I verify Anthony Cosey’s record?
Search CRD 4032305 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anthony Cosey’s full registration record.