Anthony Bernardo JR has been an investment adviser representative at Bernardo Wealth Planning since September 2017, and is not listed among the firm’s executive officers or direct owners.
Bernardo Wealth Planning, LLC is a Harleysville, PA firm with $866M under management, 801 clients and 7 advisers in one office, as of its March 2026 filing.
Anthony Bernardo JR’s longest registration was 11 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (1997–2009). Before joining Bernardo Wealth Planning in 2017, Anthony Bernardo JR was registered through Platinum Wealth Partners and Morgan Stanley.
- Platinum Wealth Partners– · 1 yearSkippack, PA · Adviser representative · Firm CRD 145507
- Morgan Stanley– · 7 yearsBlue Bell, PA · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · under a yearBlue Bell, PA · Adviser representative · Firm CRD 8209
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 11 yearsBlue Bell, PA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Anthony Bernardo JR is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from September 2017; the most recent is Texas, in April 2018.
- PennsylvaniaSince 6 September 2017
- TexasResidentSince 20 April 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 22 November 1995 |
| Series 7 | General Securities Representative Examination | 21 March 1981 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 March 1981 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- CRD
- 726157
- Firm
- Bernardo Wealth Planning · CRD 288705
- Office
- 272 RUTH ROAD, Harleysville, PA 19438
- Registration
- Investment adviser registration
- In the industry since
- March 1981
- Disciplinary history
- Not yet shown here · SEC record
Where does Anthony Bernardo JR work?
Anthony Bernardo JR is an investment adviser representative registered through Bernardo Wealth Planning, LLC since September 2017, and is not listed among the firm’s executive officers or direct owners.
Is Anthony Bernardo JR a financial advisor?
Yes. Anthony Bernardo JR has a current investment-adviser registration in Pennsylvania and Texas, through Bernardo Wealth Planning since September 2017.
How many years of experience does Anthony Bernardo JR have?
Anthony Bernardo JR has 45 years in the financial industry, since March 1981, across 5 adviser firms.
What exams has Anthony Bernardo JR passed?
Anthony Bernardo JR has passed 3 licensing exams: the Series 63, Series 7 and Series 65. The earliest, the Series 63, was passed in March 1981. FINRA credited Anthony Bernardo JR with the SIE, which began in October 2018.
Where did Anthony Bernardo JR work before Bernardo Wealth Planning?
Before Bernardo Wealth Planning, Anthony Bernardo JR was registered through Morgan Stanley, June 2009 to June 2016; Morgan Stanley & Co. Incorporated, January 2009 to June 2009; Merrill Lynch, Pierce, Fenner & Smith Incorporated, October 1997 to January 2009.
Where is Anthony Bernardo JR based?
Anthony Bernardo JR’s registered office is in Harleysville, PA.
Is Anthony Bernardo JR registered with FINRA?
No. Anthony Bernardo JR has no current broker registration.
How can I verify Anthony Bernardo JR’s record?
Search CRD 726157 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anthony Bernardo JR’s full registration record.
- Tiffany BenfieldChief Operating Officer
- Ashleigh SwayzeChief Compliance Officer
- Nicholas BernardoManaging Partner