Anthony Austreng has been Managing Partner, Chief Compliance Officer, Chief Financial Officer of Forthright Wealth Management since May 2015, is a control person of the firm and directly owns under 5% of it.
Forthright Wealth Management, LLC is an Alpharetta, GA firm with $773M under management, 575 clients and 6 advisers in one office, as of its August 2026 filing.
Tony Austreng is Chief Financial Officer, Chief Compliance Officer and Managing Partner of ForthRight Wealth Management, LLC. As CFO and CCO he plans, develops and organizes the firm's fiscal function and performance and enforces its compliance and regulatory standards. As a financial advisor, he offers over 20 years of financial planning and investment management experience.
Anthony Austreng’s longest registration is the current one, 11 years at Forthright Wealth Management since 2015. Before joining Forthright Wealth Management in 2015, Anthony Austreng was registered through Suntrust Investment Services, Inc. and Ameriprise Financial Services, Inc.
- – present · 11 yearsAlpharetta, GA · Adviser representative · Firm CRD 220515
- Suntrust Investment Services, Inc.– · 9 yearsCumming, GA · Adviser representative · Firm CRD 17499
- Ameriprise Financial Services, Inc.– · 2 yearsSuwanee, GA · Adviser representative · Firm CRD 6363
Professional designations
Listed by Forthright Wealth Management
- Certified Financial Planner (CFP®)
Investment adviser representative registrations
Anthony Austreng is registered as an investment adviser representative in 2 states. Each was approved in June 2015.
- GeorgiaSince 1 June 2015
- TexasSince 2 June 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 17 April 2006 |
| Series 66 | Uniform Combined State Law Examination | 20 August 2002 |
| Series 7 | General Securities Representative Examination | 1 August 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4559934
- Firm
- Forthright Wealth Management · CRD 220515
- Role
- Managing Partner, Chief Compliance Officer, Chief Financial Officer
- Office
- 11780 NORTHFALL LANE, SUITE 303, Alpharetta, GA 30009
- Registration
- Investment adviser registration
- In the industry since
- March 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- forthrightwealthmanagement.com
Where does Anthony Austreng work?
Anthony Austreng has been Managing Partner, Chief Compliance Officer, Chief Financial Officer of Forthright Wealth Management, LLC since May 2015, and is a control person of the firm.
Is Anthony Austreng a financial advisor?
Yes. Anthony Austreng has a current investment-adviser registration in Georgia and Texas, through Forthright Wealth Management since June 2015.
How many years of experience does Anthony Austreng have?
Anthony Austreng has 23 years in the financial industry, since March 2003, across 3 adviser firms.
What exams has Anthony Austreng passed?
Anthony Austreng has passed 3 licensing exams: the Series 7, Series 66 and Series 26. The earliest, the Series 7, was passed in August 2002. FINRA credited Anthony Austreng with the SIE, which began in October 2018.
Where did Anthony Austreng work before Forthright Wealth Management?
Before Forthright Wealth Management, Anthony Austreng was registered through Suntrust Investment Services, Inc., March 2006 to May 2015; Ameriprise Financial Services, Inc., February 2003 to February 2006.
Where is Anthony Austreng based?
Anthony Austreng’s registered office is in Alpharetta, GA.
Is Anthony Austreng registered with FINRA?
No. Anthony Austreng has no current broker registration.
Is Anthony Austreng a CFP?
Forthright Wealth Management lists Anthony Austreng with the CFP credential (“Certified Financial Planner (CFP®)”) on its website. CFP Board confirms certification status.
Source: Tony Austreng biography, forthrightwealthmanagement.com
How can I verify Anthony Austreng’s record?
Search CRD 4559934 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anthony Austreng’s full registration record.
