Ann Zemann is a control person of Capstone Investment Financial Group and directly owns under 5% of it.
Capstone Investment Financial Group is an investment adviser based in Webster, NY, registered with the SEC since 2007. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals and pooled investment vehicles. Its regulatory assets under management total $175 million, as filed on 24 September 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 2731611
- Firm
- Capstone Investment Financial Group · CRD 122575
- Role
- Chief Compliance Officer
- In role since
- February 2010 · 16 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Webster, NY
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Ann Zemann work?
Ann Zemann has been Chief Compliance Officer of Capstone Investment Financial Group, LLC since February 2010, and is a control person of the firm.
How can I verify Ann Zemann’s record?
Ann Zemann’s role is listed on Capstone Investment Financial Group, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 122575.
