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Ann-Marie Sarabia

Chief Compliance Officer at First City Capital Management

Firm officerUpdated

Ann-Marie Sarabia has been Chief Compliance Officer of First City Capital Management Inc, a Savannah, GA investment adviser managing $424M, since October 2005.

21
Years in role
$424M
Firm AUM
251
Firm clients
4
Firm advisers

From Form ADV filed 31 March 2026Form ADV

Career

Ann-Marie Sarabia is a control person of First City Capital Management and directly owns under 5% of it.

First City Capital Management is an investment adviser based in Savannah, GA, registered with the SEC since 1979. It provides investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $424 million, as filed on 31 March 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD
5095427
Role
Chief Compliance Officer
In role since
October 2005 · 21 years
Control person
Yes
Direct ownership
Under 5%
Firm headquarters
Savannah, GA
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Ann-Marie Sarabia work?

Ann-Marie Sarabia has been Chief Compliance Officer of First City Capital Management Inc since October 2005, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

How can I verify Ann-Marie Sarabia’s record?

Ann-Marie Sarabia’s role is listed on First City Capital Management Inc’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 104780.

Source: Form ADV, Schedule A, filed 31 March 2026

Leadership at First City Capital Management

Sources

  1. IAPD individual lookup, CRD 5095427, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of First City Capital Management Inc, filed 31 March 2026. Title, control and ownership bands.