Andrew Stewart has been an investment adviser representative at WMS Group since February 2020, and is not listed among the firm’s executive officers or direct owners. Andrew Stewart holds a Degree in Finance from the University of New Orleans.
WMS Group LLC is a firm with $125M under management, 252 clients and 2 advisers in one office, as of its April 2026 filing.
Andrew Stewart is Investment Advisor at WMS Group. He began his career as a licensed insurance agent specializing in life and health insurance. In 2020 he obtained his Series 65 license and a Registered Financial Consultant designation and moved to a full-time Investment Advisor role, where he manages all trading operations for the firm.
Professional designations
Listed by WMS Group
- Registered Financial Consultant (RFC)
Investment adviser representative registrations
Andrew Stewart is registered as an investment adviser representative in Louisiana, since February 2020.
- LouisianaSince 18 February 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 February 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Andrew Michael Stewart
- CRD
- 7205788
- Firm
- WMS Group · CRD 164327
- Office
- Folsom, LA
- Registration
- Investment adviser registration
- In the industry since
- February 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- advisormike.com
Where does Andrew Stewart work?
Andrew Stewart is an investment adviser representative registered through WMS Group LLC since February 2020, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Stewart a financial advisor?
Yes. Andrew Stewart has a current investment-adviser registration in Louisiana, through WMS Group since February 2020.
How many years of experience does Andrew Stewart have?
Andrew Stewart has 6 years in the financial industry, since February 2020, across 1 adviser firm.
What exams has Andrew Stewart passed?
Andrew Stewart passed the Series 65 in February 2020.
Where is Andrew Stewart based?
Andrew Stewart’s registered office is in Folsom, LA.
Is Andrew Stewart registered with FINRA?
No. Andrew Stewart has no current broker registration.
How can I verify Andrew Stewart’s record?
Search CRD 7205788 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Stewart’s full registration record.
