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Andrew Steginsky

Managing Member & Chief Compliance Officer at Steginsky Capital in Port Washington, NY

Investment adviser registrationUpdated

Andrew Steginsky is Managing Member & Chief Compliance Officer of Steginsky Capital LLC, an investment adviser managing $599M, and works from its Port Washington, NY office. Andrew Steginsky has been registered as an investment adviser representative through Steginsky Capital since 7 August 2002, has 24 years in the industry across 1 firm and has passed the Series 5, Series 7, Series 63 and Series 65.

24
Years in industry
24
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Andrew Steginsky has been Managing Member & Chief Compliance Officer of Steginsky Capital since February 2000, is a control person of the firm and directly owns 75% or more of it.

Steginsky Capital LLC is a firm with $599M under management, 117 clients and 1 adviser in one office, as of its April 2026 filing.

  1. – present · 24 years
    Port Washington, NY · Adviser representative · Firm CRD 109617

Credentials and registrations

Investment adviser representative registrations

Andrew Steginsky is registered as an investment adviser representative in 2 states. The first approvals date from May 2010; the most recent is New York, in April 2021.

  • New YorkSince 21 April 2021
  • TexasSince 26 May 2010

Examinations

Series 659 July 1996
Name
Uniform Investment Adviser Law Examination
Series 6325 November 1981
Name
Uniform Securities Agent State Law Examination
Series 717 October 1981
Name
General Securities Representative Examination
Series 512 October 1981
Name
Interest Rate Options Examination

Key facts

Full name
Andrew Dale Steginsky
CRD
1015913
Firm
Steginsky Capital · CRD 109617
Role
Managing Member & Chief Compliance Officer
Office
Port Washington, NY
Registration
Investment adviser registration
In the industry since
August 2002
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Andrew Steginsky work?

Andrew Steginsky has been Managing Member & Chief Compliance Officer of Steginsky Capital LLC since February 2000, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 April 2026

Is Andrew Steginsky a financial advisor?

Yes. Andrew Steginsky has a current investment-adviser registration in New York and Texas, through Steginsky Capital since August 2002.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Andrew Steginsky have?

Andrew Steginsky has 24 years in the financial industry, since August 2002, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Andrew Steginsky passed?

Andrew Steginsky has passed 4 licensing exams: the Series 5, Series 7, Series 63 and Series 65. The earliest, the Series 5, was passed in October 1981.

Source: IAPD individual record, checked 22 October 2026

Where is Andrew Steginsky based?

Andrew Steginsky’s registered office is in Port Washington, NY.

Source: IAPD individual record, checked 22 October 2026

Is Andrew Steginsky registered with FINRA?

No. Andrew Steginsky has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Andrew Steginsky’s record?

Search CRD 1015913 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Steginsky’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 1015913, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Steginsky Capital LLC, filed 1 April 2026. Title, control and ownership bands.