Andrew Pellegrino has been an investment adviser representative at Plum Street Advisors since January 2024, and is not listed among the firm’s executive officers or direct owners.
Plum Street Advisors, LLC is a firm with $463M under management, 183 clients and 5 advisers across 5 offices, as of its June 2026 filing.
Investment adviser representative registrations
Andrew Pellegrino is registered as an investment adviser representative in 5 states. The first approvals date from January 2024; the most recent is Massachusetts, in February 2024.
- CaliforniaSince 11 January 2024
- FloridaSince 4 February 2024
- LouisianaSince 23 January 2024
- MassachusettsSince 7 February 2024
- PennsylvaniaSince 5 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 17 June 2016 |
| Series 24 | General Securities Principal Examination | 24 November 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 April 2006 |
| Series 7 | General Securities Representative Examination | 19 September 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew John Pellegrino
- CRD
- 5005368
- Firm
- Plum Street Advisors · CRD 283917
- Registration
- Investment adviser registration
- In the industry since
- November 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrew Pellegrino work?
Andrew Pellegrino is an investment adviser representative registered through Plum Street Advisors, LLC since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Pellegrino a financial advisor?
Yes. Andrew Pellegrino has a current investment-adviser registration in California, Florida, Louisiana, Massachusetts and Pennsylvania, through Plum Street Advisors since January 2024.
How many years of experience does Andrew Pellegrino have?
Andrew Pellegrino has 17 years in the financial industry, since November 2008, across 1 adviser firm.
What exams has Andrew Pellegrino passed?
Andrew Pellegrino has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 3. The earliest, the Series 7, was passed in September 2005. FINRA credited Andrew Pellegrino with the SIE, which began in October 2018.
Is Andrew Pellegrino registered with FINRA?
No. Andrew Pellegrino has no current broker registration.
How can I verify Andrew Pellegrino’s record?
Search CRD 5005368 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Pellegrino’s full registration record.
