Andrew Otto has been Director of Trust Services of Ni Acquisitions since January 2025, is a control person of the firm and directly owns between 25% and 50% of it.
Ni Acquisitions Company LLC is a Lemoyne, PA firm with $582M under management, 1,212 clients and 8 advisers in one office, as of its August 2026 filing.
Andrew Otto’s longest registration was 6 years at Kestra Advisory Services, LLC (2020–2026). Before joining Ni Acquisitions in 2026, Andrew Otto was registered through Kestra Advisory Services, LLC and Cetera Investment Advisers LLC.
- Kestra Advisory Services, LLC– · 6 yearsCamp HIll, PA · Adviser representative · Firm CRD 283330
- Cetera Investment Advisers LLC– · 2 yearsCamp Hill, PA · Adviser representative · Firm CRD 105644
Investment adviser representative registrations
Andrew Otto is registered as an investment adviser representative in Pennsylvania, since April 2026.
- PennsylvaniaSince 27 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 12 July 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 July 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 22 May 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Andrew McMichael Otto
- CRD
- 5529204
- Firm
- Ni Acquisitions · CRD 340590
- Role
- Director of Trust Services
- Office
- 1027 MUMMA ROAD, Lemoyne, PA 17043
- Registration
- Investment adviser registration
- In the industry since
- February 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrew Otto work?
Andrew Otto has been Director of Trust Services of Ni Acquisitions Company LLC since January 2025, and is a control person of the firm.
Is Andrew Otto a financial advisor?
Yes. Andrew Otto has a current investment-adviser registration in Pennsylvania, through Ni Acquisitions since April 2026.
How many years of experience does Andrew Otto have?
Andrew Otto has 16 years in the financial industry, since February 2010, across 3 adviser firms.
What exams has Andrew Otto passed?
Andrew Otto has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in May 2008. FINRA credited Andrew Otto with the SIE, which began in October 2018.
Where did Andrew Otto work before Ni Acquisitions?
Before Ni Acquisitions, Andrew Otto was registered through Cetera Investment Advisers LLC, November 2015 to May 2018.
Where is Andrew Otto based?
Andrew Otto’s registered office is in Lemoyne, PA.
Is Andrew Otto registered with FINRA?
No. Andrew Otto has no current broker registration.
How can I verify Andrew Otto’s record?
Search CRD 5529204 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Otto’s full registration record.
Nathan ImbodenChief Executive Officer- Sonia GoforthChief Compliance Officer