Andrew Klocke has been President of Prairie Capital Management Group since April 2021, is a control person of the firm and directly owns under 5% of it. Andrew Klocke holds a B.S. in Finance from Kansas State University and an M.B.A. from Kansas State University.
Prairie Capital Management Group, LLC is a Kansas City, MO firm with $7.13B under management, 531 clients and 26 advisers across 6 offices, as of its March 2026 filing.
Andrew S. Klocke is Managing Director of Prairie Capital, based in Kansas City, MO. He began his career as an investment professional when he joined Prairie Capital in 2003. He serves or has served on the Board of Directors of The REACH Healthcare Foundation and on the Kansas State University Foundation Asset Management Committee.
Andrew Klocke’s longest registration was 10 years at Prairie Capital Management, LLC (2010–2021). Before joining Prairie Capital Management Group in 2021, Andrew Klocke was registered through Prairie Capital Management, LLC and Guilford Capital Management LLC.
- – present · 5 yearsKansas City, MO · Adviser representative · Firm CRD 311623
- Prairie Capital Management, LLC– · 10 yearsKansas City, MO · Adviser representative · Firm CRD 153588
- Guilford Capital Management LLC– · under a yearKansas City, MO · Adviser representative · Firm CRD 149759
- Prairie Capital Management LLC– · 2 yearsKansas City, MO · Adviser representative · Firm CRD 145542
- Prairie Capital Management Inc– · 2 yearsKansas City, MO · Adviser representative · Firm CRD 106353
Investment adviser representative registrations
Andrew Klocke is registered as an investment adviser representative in Missouri, since April 2021.
- MissouriSince 20 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 8 January 2004 |
| Series 66 | Uniform Combined State Law Examination | 30 September 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Andrew Simon Klocke
- CRD
- 4650732
- Firm
- Prairie Capital Management Group · CRD 311623
- Role
- President
- Office
- 4900 Main Street, Suite 700, Kansas City, MO 64112
- Registration
- Investment adviser registration
- In the industry since
- January 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prairiecapital.com
Where does Andrew Klocke work?
Andrew Klocke has been President of Prairie Capital Management Group, LLC since April 2021, and is a control person of the firm.
Is Andrew Klocke a financial advisor?
Yes. Andrew Klocke has a current investment-adviser registration in Missouri, through Prairie Capital Management Group since April 2021.
How many years of experience does Andrew Klocke have?
Andrew Klocke has 22 years in the financial industry, since January 2004, across 5 adviser firms.
What exams has Andrew Klocke passed?
Andrew Klocke has passed 2 licensing exams: the Series 66 and Series 7. The earliest, the Series 66, was passed in September 2003. FINRA credited Andrew Klocke with the SIE, which began in October 2018.
Where did Andrew Klocke work before Prairie Capital Management Group?
Before Prairie Capital Management Group, Andrew Klocke was registered through Prairie Capital Management, LLC, August 2010 to April 2021; Guilford Capital Management LLC, April 2009 to April 2009; Prairie Capital Management LLC, January 2008 to July 2010; Prairie Capital Management Inc, November 2005 to April 2008.
Where is Andrew Klocke based?
Andrew Klocke’s registered office is in Kansas City, MO.
Is Andrew Klocke registered with FINRA?
No. Andrew Klocke has no current broker registration.
How can I verify Andrew Klocke’s record?
Search CRD 4650732 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Klocke’s full registration record.
