Andrew Kiefer has been an investment adviser representative at Emergent Wealth Advisors since August 2021, and is not listed among the firm’s executive officers or direct owners.
Emergent Wealth Advisors, LLC is a Williamsville, NY firm with $249M under management, 370 clients and 3 advisers across 2 offices, as of its January 2026 filing.
Andrew Kiefer’s longest registration is the current one, 5 years at Emergent Wealth Advisors since 2021. Before joining Emergent Wealth Advisors in 2021, Andrew Kiefer was registered through Lincoln Investment and Legend Advisory, LLC.
- – present · 5 yearsWilliamsville, NY · Adviser representative · Firm CRD 174845
- Lincoln Investment– · 2 yearsGetzville, NY · Adviser representative · Firm CRD 519
- Legend Advisory, LLC– · 3 yearsGetzville, NY · Adviser representative · Firm CRD 104761
Investment adviser representative registrations
Andrew Kiefer is registered as an investment adviser representative in New York, since August 2021.
- New YorkSince 16 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 July 2015 |
| Series 7 | General Securities Representative Examination | 1 June 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6484509
- Firm
- Emergent Wealth Advisors · CRD 174845
- Office
- 5500 MAIN STREET, SUITE 260, Williamsville, NY 14221
- Registration
- Investment adviser registration
- In the industry since
- June 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrew Kiefer work?
Andrew Kiefer is an investment adviser representative registered through Emergent Wealth Advisors, LLC since August 2021, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Kiefer a financial advisor?
Yes. Andrew Kiefer has a current investment-adviser registration in New York, through Emergent Wealth Advisors since August 2021.
How many years of experience does Andrew Kiefer have?
Andrew Kiefer has 11 years in the financial industry, since June 2015, across 3 adviser firms.
What exams has Andrew Kiefer passed?
Andrew Kiefer has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2015. FINRA credited Andrew Kiefer with the SIE, which began in October 2018.
Where did Andrew Kiefer work before Emergent Wealth Advisors?
Before Emergent Wealth Advisors, Andrew Kiefer was registered through Lincoln Investment, April 2019 to August 2021; Legend Advisory, LLC, October 2015 to October 2019.
Where is Andrew Kiefer based?
Andrew Kiefer’s registered office is in Williamsville, NY.
Is Andrew Kiefer registered with FINRA?
No. Andrew Kiefer has no current broker registration.
How can I verify Andrew Kiefer’s record?
Search CRD 6484509 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Kiefer’s full registration record.
