Andrew Hooley has been an investment adviser representative at Mowery & Schoenfeld Wealth Management since January 2025, and is not listed among the firm’s executive officers or direct owners.
Mowery & Schoenfeld Wealth Management, LLC is a Lincolnshire, IL firm with $524M under management, 180 clients and 6 advisers across 3 offices, as of its January 2026 filing.
Andrew Hooley’s longest registration was 4 years at Charles Schwab & Co., Inc. (2015–2019). Before joining Mowery & Schoenfeld Wealth Management in 2025, Andrew Hooley was registered through Badgley Phelps Wealth Managers and Apella Capital.
- – present · 1 yearLake Forest, IL · Adviser representative · Firm CRD 118366
- Badgley Phelps Wealth Managers– · 2 yearsSeattle, WA · Adviser representative · Firm CRD 315440
- Apella Capital– · 1 yearBellevue, WA · Adviser representative · Firm CRD 171106
- Vestory, LLC– · 1 yearBellevue, WA · Adviser representative · Firm CRD 151858
- Charles Schwab & Co., Inc.– · 4 yearsCarmel, IN · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Andrew Hooley is registered as an investment adviser representative in Illinois, since January 2025.
- IllinoisSince 24 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 July 2015 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 December 2014 |
| Series 7 | General Securities Representative Examination | 16 December 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Andrew J Hooley
- CRD
- 6386893
- Firm
- Mowery & Schoenfeld Wealth Management · CRD 118366
- Office
- 550 Oakwood Ave., Lake Forest, IL 60045
- Registration
- Investment adviser registration
- In the industry since
- February 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrew Hooley work?
Andrew Hooley is an investment adviser representative registered through Mowery & Schoenfeld Wealth Management, LLC since January 2025, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Hooley a financial advisor?
Yes. Andrew Hooley has a current investment-adviser registration in Illinois, through Mowery & Schoenfeld Wealth Management since January 2025.
How many years of experience does Andrew Hooley have?
Andrew Hooley has 11 years in the financial industry, since February 2015, across 5 adviser firms.
What exams has Andrew Hooley passed?
Andrew Hooley has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in December 2014. FINRA credited Andrew Hooley with the SIE, which began in October 2018.
Where did Andrew Hooley work before Mowery & Schoenfeld Wealth Management?
Before Mowery & Schoenfeld Wealth Management, Andrew Hooley was registered through Apella Capital, January 2021 to April 2022; Vestory, LLC, December 2019 to December 2020; Charles Schwab & Co., Inc., July 2015 to November 2019.
Where is Andrew Hooley based?
Andrew Hooley’s registered office is in Lake Forest, IL.
Is Andrew Hooley registered with FINRA?
No. Andrew Hooley has no current broker registration.
How can I verify Andrew Hooley’s record?
Search CRD 6386893 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Hooley’s full registration record.
