Andrew Harris has been an investment adviser representative at SGL Investment Advisors since August 2022, and is not listed among the firm’s executive officers or direct owners.
SGL Investment Advisors, Inc. is a Missoula, MT firm with $440M under management, 883 clients and 6 advisers in one office, as of its September 2026 filing.
Andrew Harris’ longest registration is the current one, 4 years at SGL Investment Advisors since 2022. Before joining SGL Investment Advisors in 2022, Andrew Harris was registered through Investment Management Group.
- S.G. Long & CompanyAlso current– present · 2 yearsMissoula, MT · Adviser representative · Firm CRD 47511
- – present · 4 yearsMissoula, MT · Adviser representative · Firm CRD 145167
- Investment Management Group– · 2 yearsMissoula, MT · Adviser representative · Firm CRD 122166
Investment adviser representative registrations
Andrew Harris is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in August 2022.
- MontanaSince 24 August 2022
- TexasResidentSince 24 August 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 4 April 2024 |
| Series 7TO | General Securities Representative Examination | 30 November 2023 |
| SIE | Securities Industry Essentials Examination | 22 September 2023 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 March 2020 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Andrew Vern Harris
- CRD
- 7228229
- Firm
- SGL Investment Advisors · CRD 145167
- Office
- 283 W. FRONT STREET SUITE 302, Missoula, MT 59802-4328
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2020
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Andrew Harris work?
Andrew Harris is an investment adviser representative registered through SGL Investment Advisors, Inc. since August 2022, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Harris a financial advisor?
Yes. Andrew Harris has a current investment-adviser registration in Montana and Texas, through SGL Investment Advisors since August 2022.
How many years of experience does Andrew Harris have?
Andrew Harris has 6 years in the financial industry, since March 2020, across 3 adviser firms.
What exams has Andrew Harris passed?
Andrew Harris has passed 4 licensing exams: the Series 65, SIE, Series 7TO and Series 63. The earliest, the Series 65, was passed in March 2020.
Where did Andrew Harris work before SGL Investment Advisors?
Before SGL Investment Advisors, Andrew Harris was registered through Investment Management Group, March 2020 to August 2022.
Where is Andrew Harris based?
Andrew Harris’ registered office is in Missoula, MT.
Is Andrew Harris registered with FINRA?
Yes. Andrew Harris has a current broker registration, under CRD 7228229.
Source: FINRA BrokerCheck
How can I verify Andrew Harris’ record?
Search CRD 7228229 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Andrew Harris’ full registration record.
