Andrew Hammond has been Chief Compliance Officer of AAF Wealth Management since November 2018, is a control person of the firm and directly owns under 5% of it. Andrew Hammond holds a Bachelor's degree in Political Science and Economics from State University of New York at Cortland.
Aaf Wealth Management, LLC is a Westborough, MA firm with $728M under management, 293 clients and 6 advisers in one office, as of its March 2026 filing.
Andrew Hammond is Co-Managing Partner & Wealth Advisor of AAF Wealth Management. He provides financial plans for individuals and families, nonprofits and foundations, and retirement plan sponsors. He joined the firm's team of advisors after 17 years in financial services at Fidelity Investments.
Andrew Hammond’s longest registration was 11 years at Strategic Advisers, Inc. (2005–2017). Before joining AAF Wealth Management in 2017, Andrew Hammond was registered through Strategic Advisers, Inc.
- Aaf Wealth Management, LLCCurrent– present · 9 yearsWestborough, MA · Adviser representative · Firm CRD 164646
- Strategic Advisers, Inc.– · 11 yearsFramingham, MA · Adviser representative · Firm CRD 104555
Professional designations
Listed by AAF Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Retirement Planning Counselor (CRPC)
Investment adviser representative registrations
Andrew Hammond is registered as an investment adviser representative in Massachusetts, since May 2017.
- MassachusettsSince 3 May 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 July 2005 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 16 June 2003 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 6 February 2003 |
| Series 7 | General Securities Representative Examination | 21 February 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 September 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Andrew Edmund Hammond
- CRD
- 4170846
- Firm
- AAF Wealth Management · CRD 164646
- Role
- Chief Compliance Officer
- Office
- 50 WASHINGTON STREET, Westborough, MA 01581
- Registration
- Investment adviser registration
- In the industry since
- April 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- aafwealthmanagement.com
Where does Andrew Hammond work?
Andrew Hammond has been Chief Compliance Officer of Aaf Wealth Management, LLC since November 2018, and is a control person of the firm.
Is Andrew Hammond a financial advisor?
Yes. Andrew Hammond has a current investment-adviser registration in Massachusetts, through AAF Wealth Management since May 2017.
How many years of experience does Andrew Hammond have?
Andrew Hammond has 25 years in the financial industry, since April 2001, across 2 adviser firms.
What exams has Andrew Hammond passed?
Andrew Hammond has passed 5 licensing exams: the Series 63, Series 7, Series 9, Series 10 and Series 66. The earliest, the Series 63, was passed in September 2000. FINRA credited Andrew Hammond with the SIE, which began in October 2018.
Where did Andrew Hammond work before AAF Wealth Management?
Before AAF Wealth Management, Andrew Hammond was registered through Strategic Advisers, Inc., July 2005 to March 2017.
Where is Andrew Hammond based?
Andrew Hammond’s registered office is in Westborough, MA.
Is Andrew Hammond registered with FINRA?
No. Andrew Hammond has no current broker registration.
Is Andrew Hammond a CFP?
AAF Wealth Management lists Andrew Hammond with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Andrew Hammond’s record?
Search CRD 4170846 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Hammond’s full registration record.