Andrew Federico has been an investment adviser representative at Financial Freedom since March 2026, and is not listed among the firm’s executive officers or direct owners.
Financial Freedom, LLC is a Cincinnati, OH firm with $443M under management, 114 clients and 3 advisers across 5 offices, as of its March 2026 filing.
Andrew Federico’s longest registration was 4 years at Royal Alliance Associates, Inc. (2016–2021). Before joining Financial Freedom in 2026, Andrew Federico was registered through Madison Advisory Services, Inc. and Royal Alliance Associates, Inc.
- Financial FreedomCurrent– present · under a yearRochester, NY · Adviser representative · Firm CRD 118772
- Madison Advisory Services, Inc.– · 4 yearsWhite Plains, NY · Adviser representative · Firm CRD 132386
- Royal Alliance Associates, Inc.– · 4 yearsWhite Plains, NY · Adviser representative · Firm CRD 23131
Investment adviser representative registrations
Andrew Federico is registered as an investment adviser representative in New York, since March 2026.
- New YorkSince 13 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 21 February 2012 |
| Series 7 | General Securities Representative Examination | 6 March 2006 |
| Series 65 | Uniform Investment Adviser Law Examination | 23 January 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 October 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 October 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Andrew Joseph Federico
- CRD
- 4860854
- Firm
- Financial Freedom · CRD 118772
- Office
- Rochester, NY
- Registration
- Investment adviser registration
- In the industry since
- October 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrew Federico work?
Andrew Federico is an investment adviser representative registered through Financial Freedom, LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Andrew Federico a financial advisor?
Yes. Andrew Federico has a current investment-adviser registration in New York, through Financial Freedom since March 2026.
How many years of experience does Andrew Federico have?
Andrew Federico has 21 years in the financial industry, since October 2005, across 3 adviser firms.
What exams has Andrew Federico passed?
Andrew Federico has passed 5 licensing exams: the Series 6, Series 63, Series 65, Series 7 and Series 24. The earliest, the Series 6, was passed in October 2004. FINRA credited Andrew Federico with the SIE, which began in October 2018.
Where did Andrew Federico work before Financial Freedom?
Before Financial Freedom, Andrew Federico was registered through Madison Advisory Services, Inc., May 2021 to December 2025; Royal Alliance Associates, Inc., November 2016 to August 2021.
Where is Andrew Federico based?
Andrew Federico’s registered office is in Rochester, NY.
Is Andrew Federico registered with FINRA?
No. Andrew Federico has no current broker registration.
How can I verify Andrew Federico’s record?
Search CRD 4860854 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Federico’s full registration record.
