Andrew Bauman, Chief Operations Officer of Three Peaks Capital Management

Career

Andrew Bauman is a control person of Three Peaks Capital Management and directly owns under 5% of it.

Three Peaks Capital Management is an investment adviser based in Castle Rock, CO, registered with the SEC since 2003. It provides investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and corporations and other businesses. Its regulatory assets under management total $223 million, as filed on 31 March 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD: 6030928
Firm: Three Peaks Capital Management · CRD 127402
Role: Chief Operations Officer
In role since: January 2012 · 14 years
Control person: Yes
Direct ownership: Under 5%
Firm headquarters: Castle Rock, CO
Individual registration: No current adviser record · SEC search
Disciplinary history: Not yet shown here · SEC record

Common questions

Where does Andrew Bauman work?

Andrew Bauman has been Chief Operations Officer of Three Peaks Capital Management, LLC since January 2012, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

How can I verify Andrew Bauman’s record?

Andrew Bauman’s role is listed on Three Peaks Capital Management, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 127402.

Source: Form ADV, Schedule A, filed 31 March 2026

Leadership at Three Peaks Capital Management

Sources

IAPD individual lookup, CRD 6030928, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.

Form ADV Part 1A, Schedules A and B of Three Peaks Capital Management, LLC, filed 31 March 2026. Title, control and ownership bands.