Andres Arsuaga-De Los Reyes has been an investment adviser representative at Aton Financial since October 2019, and is not listed among the firm’s executive officers or direct owners.
Aton Financial LLC is a San Juan, PR firm with $601M under management, 274 clients and 7 advisers across 3 offices, as of its July 2026 filing.
- Aton Financial LLCCurrent– present · 7 yearsSan Juan, PR · Adviser representative · Firm CRD 173070
Investment adviser representative registrations
Andres Arsuaga-De Los Reyes is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from October 2019; the most recent is Texas, in May 2024.
- Puerto RicoSince 4 October 2019
- TexasResidentSince 28 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 October 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 22 July 2010 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 April 2010 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Andres L. Arsuaga-De Los Reyes
- CRD
- 5764599
- Firm
- Aton Financial · CRD 173070
- Office
- 1116 PONCE DE LEON, SUITE 300, San Juan, PR 00907
- Registration
- Investment adviser registration
- In the industry since
- December 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Andres Arsuaga-De Los Reyes work?
Andres Arsuaga-De Los Reyes is an investment adviser representative registered through Aton Financial LLC since October 2019, and is not listed among the firm’s executive officers or direct owners.
Is Andres Arsuaga-De Los Reyes a financial advisor?
Yes. Andres Arsuaga-De Los Reyes has a current investment-adviser registration in Puerto Rico and Texas, through Aton Financial since October 2019.
How many years of experience does Andres Arsuaga-De Los Reyes have?
Andres Arsuaga-De Los Reyes has 15 years in the financial industry, since December 2010, across 1 adviser firm.
What exams has Andres Arsuaga-De Los Reyes passed?
Andres Arsuaga-De Los Reyes has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in April 2010. FINRA credited Andres Arsuaga-De Los Reyes with the SIE, which began in October 2018.
Where is Andres Arsuaga-De Los Reyes based?
Andres Arsuaga-De Los Reyes’ registered office is in San Juan, PR.
Is Andres Arsuaga-De Los Reyes registered with FINRA?
No. Andres Arsuaga-De Los Reyes has no current broker registration.
How can I verify Andres Arsuaga-De Los Reyes’ record?
Search CRD 5764599 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andres Arsuaga-De Los Reyes’ full registration record.