Andrea Baker has been Chief Financial Officer/FINOP of Integrity Alliance since August 2016, is a control person of the firm and directly owns under 5% of it.
Integrity Alliance, LLC is an Urbandale, IA firm with $5.41B under management, 10,885 clients and 322 advisers across 129 offices, as of its May 2026 filing.
No adviser firm registrations are on Andrea Baker’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 27 | Financial and Operations Principal Examination | 14 April 2011 |
| Series 28 | Introducing Broker/Dealer Financial Operations Principal Examination | 20 March 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Operations Professional Examination
- Name
- Financial and Operations Principal Examination
- Name
- Introducing Broker/Dealer Financial Operations Principal Examination
- Full name
- Andrea K Baker
- CRD
- 5533991
- Firm
- Integrity Alliance · CRD 139627
- Role
- Chief Financial Officer/FINOP
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Andrea Baker work?
Andrea Baker has been Chief Financial Officer/FINOP of Integrity Alliance, LLC since August 2016, and is a control person of the firm.
Does Andrea Baker have a current investment-adviser registration?
Andrea Baker has a current broker registration and no current investment-adviser registration.
What exams has Andrea Baker passed?
Andrea Baker has passed 4 licensing exams: the Series 28, Series 27, SIE and Series 99TO. The earliest, the Series 28, was passed in March 2009.
Is Andrea Baker registered with FINRA?
Yes. Andrea Baker has a current broker registration, under CRD 5533991.
Source: FINRA BrokerCheck
How can I verify Andrea Baker’s record?
Search CRD 5533991 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Andrea Baker’s full registration record.
- Brian AukesPresident
- Michelle StockmanChief Compliance Officer
- Christopher Aaron MerlaHead of Operations
- Belma MujdzicOperations Director
- Andrew OsbyChief Investment Officer