Ana Martinez has been an investment adviser representative at Vision Investment Advisors since March 2016, and is not listed among the firm’s executive officers or direct owners.
Vision Investment Advisors, LLC is a Stamford, CT firm with $137M under management, 129 clients and 4 advisers across 5 offices, as of its May 2026 filing.
- – present · 10 yearsStamford, CT · Adviser representative · Firm CRD 109621
Investment adviser representative registrations
Ana Martinez is registered as an investment adviser representative in Connecticut, since March 2016.
- ConnecticutSince 23 March 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 7 March 2016 |
| Series 27 | Financial and Operations Principal Examination | 28 September 2015 |
| Series 4 | Registered Options Principal Examination | 5 August 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 June 2011 |
| Series 24 | General Securities Principal Examination | 22 July 2009 |
| Series 7 | General Securities Representative Examination | 16 March 2009 |
- Name
- Securities Trader Exam
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- CRD
- 5288054
- Firm
- Vision Investment Advisors · CRD 109621
- Office
- 1010 WASHINGTON BLVD, SUITE 300, Stamford, CT 06901
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2009
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Ana Martinez work?
Ana Martinez is an investment adviser representative registered through Vision Investment Advisors, LLC since March 2016, and is not listed among the firm’s executive officers or direct owners.
Is Ana Martinez a financial advisor?
Yes. Ana Martinez has a current investment-adviser registration in Connecticut, through Vision Investment Advisors since March 2016.
How many years of experience does Ana Martinez have?
Ana Martinez has 17 years in the financial industry, since March 2009, across 1 adviser firm.
What exams has Ana Martinez passed?
Ana Martinez has passed 8 licensing exams: the Series 7, Series 24, Series 63, Series 4, Series 27, Series 66, Series 57TO and Series 99TO. The earliest, the Series 7, was passed in March 2009. FINRA credited Ana Martinez with the SIE, which began in October 2018.
Where is Ana Martinez based?
Ana Martinez’s registered office is in Stamford, CT.
Is Ana Martinez registered with FINRA?
Yes. Ana Martinez has a current broker registration, under CRD 5288054.
Source: FINRA BrokerCheck
How can I verify Ana Martinez’s record?
Search CRD 5288054 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Ana Martinez’s full registration record.