Amy Mastromonaco has been Shareholder, Director of Operations, and Chief Compliance Officer of Flying Point Financial since July 1998, is not listed as a control person, but directly owns between 10% and 25% of the firm. Amy Mastromonaco holds a Bachelor of Science in Business Administration with a concentration in Finance from Boston University.
Flying Point Financial, Inc. is a North Andover, MA firm with $207M under management, 191 clients and 3 advisers across 4 offices, as of its September 2026 filing.
Amy Mastromonaco is Financial Advisor and Director of Operations of Flying Point Financial, Inc. She began her career in financial planning after graduating from college and has been with the firm since its inception in 1998. She oversees the firm's performance reporting system and implements and oversees compliance procedures.
- – · 13 yearsNorth Andover, MA · Adviser representative · Firm CRD 107915
Investment adviser representative registrations
Amy Mastromonaco is registered as an investment adviser representative in 2 states. The first approvals date from February 2017; the most recent is New Hampshire, in March 2017.
- MassachusettsSince 28 February 2017
- New HampshireSince 2 March 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 53 | Municipal Securities Principal Examination | 5 February 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 August 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 May 1996 |
| Series 7 | General Securities Representative Examination | 9 May 1996 |
- Name
- Municipal Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Amy Elizabeth Mastromonaco
- CRD
- 2740891
- Firm
- Flying Point Financial · CRD 107915
- Role
- Shareholder, Director of Operations, and Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- August 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- flyingpointfinancial.com
Where does Amy Mastromonaco work?
Amy Mastromonaco has been Shareholder, Director of Operations, and Chief Compliance Officer of Flying Point Financial, Inc. since July 1998.
Is Amy Mastromonaco a financial advisor?
Yes. Amy Mastromonaco has a current investment-adviser registration in Massachusetts and New Hampshire, through Flying Point Financial since January 2017.
How many years of experience does Amy Mastromonaco have?
Amy Mastromonaco has 23 years in the financial industry, since August 2003, across 1 adviser firm.
What exams has Amy Mastromonaco passed?
Amy Mastromonaco has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 53. The earliest, the Series 7, was passed in May 1996.
Where did Amy Mastromonaco work before Flying Point Financial?
Before Flying Point Financial, Amy Mastromonaco was registered through Morgillo Financial Management, Inc., August 1998 to February 2012.
Is Amy Mastromonaco registered with FINRA?
No. Amy Mastromonaco has no current broker registration.
How can I verify Amy Mastromonaco’s record?
Search CRD 2740891 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Amy Mastromonaco’s full registration record.
