Amy Colton has been an investment adviser representative at Legacy Wealth Management since August 2026, and is not listed among the firm’s executive officers or direct owners.
Legacy Wealth Management, LLC is a Boise, ID firm with $629M under management, 3,416 clients and 39 advisers across 22 offices, as of its May 2026 filing.
Amy Colton’s longest registration was 4 years at Forefront (2021–2026). Before joining Legacy Wealth Management in 2026, Amy Colton was registered through Forefront and Calton & Associates, Inc.
- – present · under a yearAustin, TX · Adviser representative · Firm CRD 174767
- Calton & Associates, Inc.Also current– present · 3 yearsAustin, TX · Adviser representative and broker · Firm CRD 20999
- Forefront– · 4 yearsAustin, TX · Adviser representative · Firm CRD 308521
- Calton & Associates, Inc.– · 1 yearAustin, TX · Adviser representative · Firm CRD 20999
- Independent Financial Partners– · 4 yearsAustin, TX · Adviser representative · Firm CRD 125112
- LPL Financial LLC– · 2 yearsAustin, TX · Adviser representative · Firm CRD 6413
- Eagle Strategies LLC– · under a yearAustin, TX · Adviser representative · Firm CRD 110826
Investment adviser representative registrations
Amy Colton is registered as an investment adviser representative in Texas, since August 2026.
- TexasSince 12 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 March 2014 |
| Series 7 | General Securities Representative Examination | 4 March 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 March 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 February 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Amy Lynn Colton
- CRD
- 5966664
- Firm
- Legacy Wealth Management · CRD 174767
- Office
- Austin, TX
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Amy Colton work?
Amy Colton is an investment adviser representative registered through Legacy Wealth Management, LLC since August 2026, and is not listed among the firm’s executive officers or direct owners.
Is Amy Colton a financial advisor?
Yes. Amy Colton has a current investment-adviser registration in Texas, through Legacy Wealth Management since August 2026.
How many years of experience does Amy Colton have?
Amy Colton has 14 years in the financial industry, since February 2012, across 6 adviser firms.
What exams has Amy Colton passed?
Amy Colton has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in February 2012. FINRA credited Amy Colton with the SIE, which began in October 2018.
Where did Amy Colton work before Legacy Wealth Management?
Before Legacy Wealth Management, Amy Colton was registered through Forefront, September 2021 to August 2026; Calton & Associates, Inc., May 2020 to March 2022; Independent Financial Partners, October 2015 to May 2020; LPL Financial LLC, May 2014 to September 2016; Eagle Strategies LLC, March 2014 to May 2014.
Where is Amy Colton based?
Amy Colton’s registered office is in Austin, TX.
Is Amy Colton registered with FINRA?
Yes. Amy Colton has a current broker registration, under CRD 5966664.
Source: FINRA BrokerCheck
How can I verify Amy Colton’s record?
Search CRD 5966664 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Amy Colton’s full registration record.
