Amy Brown has been an investment adviser representative at Tradewinds Capital Management since August 2024, and is not listed among the firm’s executive officers or direct owners.
Tradewinds Capital Management, LLC is a Bellingham, WA firm with $727M under management, 2,238 clients and 7 advisers in one office, as of its August 2026 filing.
Amy Brown’s longest registration is the current one, 2 years at Tradewinds Capital Management since 2024. Before joining Tradewinds Capital Management in 2024, Amy Brown was registered through Vail Ridge Capital, LLC.
- – present · 2 yearsBellingham, WA · Adviser representative · Firm CRD 145934
- Vail Ridge Capital, LLC– · under a yearBellingham, WA · Adviser representative · Firm CRD 173397
Investment adviser representative registrations
Amy Brown is registered as an investment adviser representative in Washington, since August 2024.
- WashingtonSince 29 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 May 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Amy Nicole Brown
- CRD
- 7906471
- Firm
- Tradewinds Capital Management · CRD 145934
- Office
- 2211 RIMLAND DRIVE, SUITE 401, Bellingham, WA 98226
- Registration
- Investment adviser registration
- In the industry since
- June 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Amy Brown work?
Amy Brown is an investment adviser representative registered through Tradewinds Capital Management, LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is Amy Brown a financial advisor?
Yes. Amy Brown has a current investment-adviser registration in Washington, through Tradewinds Capital Management since August 2024.
How many years of experience does Amy Brown have?
Amy Brown has 2 years in the financial industry, since June 2024, across 2 adviser firms.
What exams has Amy Brown passed?
Amy Brown passed the Series 65 in May 2024.
Where did Amy Brown work before Tradewinds Capital Management?
Before Tradewinds Capital Management, Amy Brown was registered through Vail Ridge Capital, LLC, May 2024 to July 2024.
Where is Amy Brown based?
Amy Brown’s registered office is in Bellingham, WA.
Is Amy Brown registered with FINRA?
No. Amy Brown has no current broker registration.
How can I verify Amy Brown’s record?
Search CRD 7906471 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Amy Brown’s full registration record.