Amber Brummit has been an investment adviser representative at Quad City Investment Advisors since March 2011, and is not listed among the firm’s executive officers or direct owners.
Quad City Investment Advisors, LLC is a Moline, IL firm with $408M under management, 746 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Amber Brummit’s longest registration is the current one, 21 years at LPL Financial LLC since 2005.
- Quad City Investment CenterCurrent– present · 15 yearsMoline, IL · Adviser representative · Firm CRD 112187
- LPL Financial LLCAlso current– present · 21 yearsDavenport, IA · Adviser representative and broker · Firm CRD 6413
Investment adviser representative registrations
Amber Brummit is registered as an investment adviser representative in 2 states. Each was approved in March 2011.
- IllinoisSince 28 March 2011
- IowaSince 28 March 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 22 November 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 June 1997 |
| Series 7 | General Securities Representative Examination | 11 April 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Amber Dawn Brummit
- CRD
- 1929270
- Firm
- Quad City Investment Advisors · CRD 112187
- Office
- 3551 7TH STREET, Moline, IL 61265
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Amber Brummit work?
Amber Brummit is an investment adviser representative registered through Quad City Investment Advisors, LLC since March 2011, and is not listed among the firm’s executive officers or direct owners.
Is Amber Brummit a financial advisor?
Yes. Amber Brummit has a current investment-adviser registration in Illinois and Iowa, through Quad City Investment Advisors since March 2011.
How many years of experience does Amber Brummit have?
Amber Brummit has 29 years in the financial industry, since April 1997, across 2 adviser firms.
What exams has Amber Brummit passed?
Amber Brummit has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in April 1997. FINRA credited Amber Brummit with the SIE, which began in October 2018.
Where is Amber Brummit based?
Amber Brummit’s registered office is in Moline, IL.
Is Amber Brummit registered with FINRA?
Yes. Amber Brummit has a current broker registration, under CRD 1929270.
Source: FINRA BrokerCheck
How can I verify Amber Brummit’s record?
Search CRD 1929270 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Amber Brummit’s full registration record.