Alyosha Mertens has been an investment adviser representative at Vista Investment Partners since July 2021, and is not listed among the firm’s executive officers or direct owners.
Vista Investment Partners LLC is an Oklahoma City, OK firm with $611M under management, 479 clients and 6 advisers across 2 offices, as of its May 2026 filing.
Alyosha Mertens’ longest registration was 13 years at UBS Financial Services Inc. (1997–2011). Before joining Vista Investment Partners in 2021, Alyosha Mertens was registered through Hilltop Securities Inc. and UBS Financial Services Inc.
- – present · 5 yearsOklahoma City, OK · Adviser representative · Firm CRD 286014
- Hilltop Securities Inc.– · 10 yearsOklahoma City, OK · Adviser representative · Firm CRD 6220
- UBS Financial Services Inc.– · 13 yearsOklahoma City, OK · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Alyosha Mertens is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2021; the most recent is Texas, in July 2025.
- OklahomaSince 21 July 2021
- TexasResidentSince 16 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 October 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 September 1993 |
| Series 7 | General Securities Representative Examination | 7 September 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Alyosha Richard Mertens
- CRD
- 2376914
- Firm
- Vista Investment Partners · CRD 286014
- Office
- 5601 NORTH CLASSEN BOULEVARD, SUITE 101, Oklahoma City, OK 73118
- Registration
- Investment adviser registration
- In the industry since
- September 1993
- Disciplinary history
- Not yet shown here · SEC record
Where does Alyosha Mertens work?
Alyosha Mertens is an investment adviser representative registered through Vista Investment Partners LLC since July 2021, and is not listed among the firm’s executive officers or direct owners.
Is Alyosha Mertens a financial advisor?
Yes. Alyosha Mertens has a current investment-adviser registration in Oklahoma and Texas, through Vista Investment Partners since July 2021.
How many years of experience does Alyosha Mertens have?
Alyosha Mertens has 33 years in the financial industry, since September 1993, across 3 adviser firms.
What exams has Alyosha Mertens passed?
Alyosha Mertens has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in September 1993. FINRA credited Alyosha Mertens with the SIE, which began in October 2018.
Where did Alyosha Mertens work before Vista Investment Partners?
Before Vista Investment Partners, Alyosha Mertens was registered through Hilltop Securities Inc., January 2011 to July 2021; UBS Financial Services Inc., November 1997 to January 2011.
Where is Alyosha Mertens based?
Alyosha Mertens’ registered office is in Oklahoma City, OK.
Is Alyosha Mertens registered with FINRA?
No. Alyosha Mertens has no current broker registration.
How can I verify Alyosha Mertens’ record?
Search CRD 2376914 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alyosha Mertens’ full registration record.
