Allison Rumschik has been an investment adviser representative at Sycamore Financial Group since July 2017, and is not listed among the firm’s executive officers or direct owners.
Sycamore Financial Group, Inc. is a Kokomo, IN firm with $787M under management, 1,146 clients and 4 advisers across 3 offices, as of its March 2026 filing.
Allison Rumschik’s longest registration is the current one, 9 years at Sycamore Financial Group since 2017. Before joining Sycamore Financial Group in 2017, Allison Rumschik was registered through Ridgeway Conger Advisory Services and Morgan Stanley & Co. Incorporated.
- Sycamore Financial GroupCurrent– present · 9 yearsManlius, NY · Adviser representative · Firm CRD 14143
- Ridgeway Conger Advisory Services– · 6 yearsNew Woodstock, NY · Adviser representative · Firm CRD 139372
- Morgan Stanley & Co. Incorporated– · under a yearSyracuse, NY · Adviser representative · Firm CRD 8209
- Merrill Lynch Pierce Fenner & Smith Inc.– · under a yearSyracuse, NY · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Allison Rumschik is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from August 2017; the most recent is New York, in November 2025.
- IndianaSince 8 November 2017
- New YorkSince 18 November 2025
- TexasResidentSince 8 August 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 26 July 2011 |
| Series 31 | Futures Managed Funds Examination | 6 September 2007 |
| Series 66 | Uniform Combined State Law Examination | 11 May 2007 |
| Series 7 | General Securities Representative Examination | 29 January 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Allison Tyminski Rumschik
- CRD
- 5239290
- Firm
- Sycamore Financial Group · CRD 14143
- Office
- Manlius, NY
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2007
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Allison Rumschik work?
Allison Rumschik is an investment adviser representative registered through Sycamore Financial Group, Inc. since July 2017, and is not listed among the firm’s executive officers or direct owners.
Is Allison Rumschik a financial advisor?
Yes. Allison Rumschik has a current investment-adviser registration in Indiana, New York and Texas, through Sycamore Financial Group since July 2017.
How many years of experience does Allison Rumschik have?
Allison Rumschik has 19 years in the financial industry, since March 2007, across 4 adviser firms.
What exams has Allison Rumschik passed?
Allison Rumschik has passed 4 licensing exams: the Series 7, Series 66, Series 31 and Series 24. The earliest, the Series 7, was passed in January 2007. FINRA credited Allison Rumschik with the SIE, which began in October 2018.
Where did Allison Rumschik work before Sycamore Financial Group?
Before Sycamore Financial Group, Allison Rumschik was registered through Ridgeway Conger Advisory Services, June 2008 to June 2014; Morgan Stanley & Co. Incorporated, August 2007 to June 2008; Merrill Lynch Pierce Fenner & Smith Inc., May 2007 to August 2007.
Where is Allison Rumschik based?
Allison Rumschik’s registered office is in Manlius, NY.
Is Allison Rumschik registered with FINRA?
Yes. Allison Rumschik has a current broker registration, under CRD 5239290.
Source: FINRA BrokerCheck
How can I verify Allison Rumschik’s record?
Search CRD 5239290 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Allison Rumschik’s full registration record.
- Anita FaulknerVice President/Secretary
- Craig SmithPresident/Treasurer/Chief Compliance Officer
- Phillip F SmithNon-Registered Owner
- Alec F SmithNon-Registered Owner