Allison Kramer has been Chief Operations Officer and Chief Compliance Officer of Seaside Wealth Advisors since February 2024, is not listed as a control person, but directly owns under 5% of the firm.
Seaside Wealth Advisors LLC is a firm with $103M under management, 472 clients and 3 advisers across 3 offices, as of its July 2026 filing.
Investment adviser representative registrations
Allison Kramer is registered as an investment adviser representative in 2 states. The first approvals date from April 2024; the most recent is Texas, in May 2024.
- PennsylvaniaSince 5 April 2024
- TexasSince 3 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 11 February 2022 |
| Series 7TO | General Securities Representative Examination | 9 July 2021 |
| SIE | Securities Industry Essentials Examination | 29 March 2021 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Allison Marie Kramer
- CRD
- 7183704
- Firm
- Seaside Wealth Advisors · CRD 327645
- Role
- Chief Operations Officer and Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- October 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Allison Kramer work?
Allison Kramer has been Chief Operations Officer and Chief Compliance Officer of Seaside Wealth Advisors LLC since February 2024.
Is Allison Kramer a financial advisor?
Yes. Allison Kramer has a current investment-adviser registration in Pennsylvania and Texas, through Seaside Wealth Advisors since April 2024.
How many years of experience does Allison Kramer have?
Allison Kramer has 5 years in the financial industry, since October 2021, across 1 adviser firm.
What exams has Allison Kramer passed?
Allison Kramer has passed 3 licensing exams: the SIE, Series 7TO and Series 63. The earliest, the SIE, was passed in March 2021.
Is Allison Kramer registered with FINRA?
No. Allison Kramer has no current broker registration.
How can I verify Allison Kramer’s record?
Search CRD 7183704 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Allison Kramer’s full registration record.
