Allen Montgomery has been President/CCO of Capstone Wealth Management since August 2012, is a control person of the firm and directly owns 75% or more of it.
Capstone Wealth Management Corp. is a Lakeland, FL firm with $109M under management, 288 clients and 3 advisers across 2 offices, as of its July 2026 filing.
Allen Montgomery is Principal, Senior Advisor & Portfolio Manager of Capstone Wealth Management. He has been actively managing individual client portfolios for more than 35 years. His experience spans full market cycles, including the dot-com bubble, the global financial crisis, the pandemic and the inflation-driven bear market of 2022.
Allen Montgomery’s longest registration is the current one, 13 years at Capstone Wealth Management since 2012. Before joining Capstone Wealth Management in 2012, Allen Montgomery was registered through Cornerstone Securities LLC and Brookstone Investment Advisory Services.
- – present · 13 yearsLakeland, FL · Adviser representative · Firm CRD 165359
- Cornerstone Securities LLC– · under a yearLakeland, FL · Adviser representative · Firm CRD 140379
- Brookstone Investment Advisory Services– · 5 yearsLakeland, FL · Adviser representative · Firm CRD 13366
- Financial Network Investment Corporation– · under a yearLakeland, FL · Adviser representative · Firm CRD 13572
- Blue Vase Securities, LLC– · 5 yearsLakeland, FL · Adviser representative · Firm CRD 46765
Investment adviser representative registrations
Allen Montgomery is registered as an investment adviser representative in 2 states. The first approvals date from October 2012; the most recent is Wisconsin, in January 2013.
- FloridaSince 25 October 2012
- WisconsinSince 17 January 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 November 2000 |
| Series 24 | General Securities Principal Examination | 30 April 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 April 1987 |
| Series 7 | General Securities Representative Examination | 19 October 1985 |
| Series 22 | Direct Participation Programs Representative Examination | 9 April 1984 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 March 1983 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Allen Ray Montgomery
- CRD
- 1101356
- Firm
- Capstone Wealth Management · CRD 165359
- Role
- President/CCO
- Office
- 5120 S. LAKELAND DRIVE, SUITE 1, Lakeland, FL 33813
- Registration
- Investment adviser registration
- In the industry since
- April 1983
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- careformywealth.com
Where does Allen Montgomery work?
Allen Montgomery has been President/CCO of Capstone Wealth Management Corp. since August 2012, and is a control person of the firm.
Is Allen Montgomery a financial advisor?
Yes. Allen Montgomery has a current investment-adviser registration in Florida and Wisconsin, through Capstone Wealth Management since October 2012.
How many years of experience does Allen Montgomery have?
Allen Montgomery has 43 years in the financial industry, since April 1983, across 5 adviser firms.
What exams has Allen Montgomery passed?
Allen Montgomery has passed 6 licensing exams: the Series 6, Series 22, Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 6, was passed in March 1983.
Where did Allen Montgomery work before Capstone Wealth Management?
Before Capstone Wealth Management, Allen Montgomery was registered through Brookstone Investment Advisory Services, September 2006 to June 2012; Financial Network Investment Corporation, November 2005 to September 2006; Blue Vase Securities, LLC, October 2000 to December 2005.
Where is Allen Montgomery based?
Allen Montgomery’s registered office is in Lakeland, FL.
Is Allen Montgomery registered with FINRA?
No. Allen Montgomery has no current broker registration.
How can I verify Allen Montgomery’s record?
Search CRD 1101356 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Allen Montgomery’s full registration record.