Alisha Mullin has been an investment adviser representative at Elite Retirement Planning since September 2021, and is not listed among the firm’s executive officers or direct owners.
Elite Retirement Planning, LLC is a Grimes, IA firm with $569M under management, 1,019 clients and 10 advisers in one office, as of its March 2026 filing.
- Merkle Retirement PlanningCurrent– present · 5 yearsGrimes, IA · Adviser representative · Firm CRD 297942
Investment adviser representative registrations
Alisha Mullin is registered as an investment adviser representative in Iowa, since September 2021.
- IowaSince 17 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 September 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 December 2017 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Alisha Lynne Mullin
- CRD
- 6712106
- Firm
- Elite Retirement Planning · CRD 297942
- Office
- 1860 SE PRINCETON DR, Grimes, IA 50111
- Registration
- Investment adviser registration
- In the industry since
- May 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Alisha Mullin work?
Alisha Mullin is an investment adviser representative registered through Elite Retirement Planning, LLC since September 2021, and is not listed among the firm’s executive officers or direct owners.
Is Alisha Mullin a financial advisor?
Yes. Alisha Mullin has a current investment-adviser registration in Iowa, through Elite Retirement Planning since September 2021.
How many years of experience does Alisha Mullin have?
Alisha Mullin has 8 years in the financial industry, since May 2018, across 1 adviser firm.
What exams has Alisha Mullin passed?
Alisha Mullin has passed 2 licensing exams: the Series 6 and Series 65. The earliest, the Series 6, was passed in December 2017. FINRA credited Alisha Mullin with the SIE, which began in October 2018.
Where is Alisha Mullin based?
Alisha Mullin’s registered office is in Grimes, IA.
Is Alisha Mullin registered with FINRA?
No. Alisha Mullin has no current broker registration.
How can I verify Alisha Mullin’s record?
Search CRD 6712106 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alisha Mullin’s full registration record.