Alice Regan has been an investment adviser representative at SummitPoint Capital Management since September 2025, and is not listed among the firm’s executive officers or direct owners.
Summitpoint Capital Management is a Littleton, CO firm with $133M under management, 91 clients and 2 advisers in one office, as of its April 2026 filing.
Alice Regan is Associate Wealth Manager of SummitPoint Capital Management, based in Littleton, Colorado. She works to drive the client experience, shaping the way clients engage with SummitPoint.
Alice Regan’s longest registration is the current one, 1 year at SummitPoint Capital Management since 2025. Before joining SummitPoint Capital Management in 2025, Alice Regan was registered through Sageview Advisory Group, LLC.
- – present · 1 yearLittleton, CO · Adviser representative · Firm CRD 336856
- Sageview Advisory Group, LLC– · under a yearLouisville, CO · Adviser representative · Firm CRD 126777
Investment adviser representative registrations
Alice Regan is registered as an investment adviser representative in 2 states. Each was approved in September 2025.
- ColoradoSince 25 September 2025
- TexasSince 25 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 May 2025 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7706327
- Firm
- SummitPoint Capital Management · CRD 336856
- Office
- 2489 W MAIN STREET, Littleton, CO 80120
- Registration
- Investment adviser registration
- In the industry since
- July 2025
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- summitpoint-cap.com
Where does Alice Regan work?
Alice Regan is an investment adviser representative registered through Summitpoint Capital Management since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Alice Regan a financial advisor?
Yes. Alice Regan has a current investment-adviser registration in Colorado and Texas, through SummitPoint Capital Management since September 2025.
How many years of experience does Alice Regan have?
Alice Regan has 1 year in the financial industry, since July 2025, across 2 adviser firms.
What exams has Alice Regan passed?
Alice Regan passed the Series 65 in May 2025.
Where did Alice Regan work before SummitPoint Capital Management?
Before SummitPoint Capital Management, Alice Regan was registered through Sageview Advisory Group, LLC, May 2025 to July 2025.
Where is Alice Regan based?
Alice Regan’s registered office is in Littleton, CO.
Is Alice Regan registered with FINRA?
No. Alice Regan has no current broker registration.
How can I verify Alice Regan’s record?
Search CRD 7706327 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alice Regan’s full registration record.