Alice Finn has been Managing Member and Chief Compliance Officer of PowerHouse Assets since January 2011, is a control person of the firm and directly owns 75% or more of it. Alice Finn holds an A.B. from Harvard College and a JD from Harvard Law School. Alice Finn studied MALD at The Fletcher School, Tufts University.
Powerhouse Assets LLC is a firm with $215M under management, 61 clients and 3 advisers across 3 offices, as of its March 2026 filing.
Alice Finn is Founder/CEO of PowerHouse Assets. Earlier, she was co-founder, Chief Executive Officer and Chief Investment Officer of Ballentine, Finn and Company Inc., Co-President of Pillar Financial Advisers, and Vice President of Kinder Financial Services. She was previously an attorney at Hale and Dorr and NASA.
Alice Finn’s longest registration is the current one, 15 years at PowerHouse Assets since 2011. Before joining PowerHouse Assets in 2011, Alice Finn was registered through Pillar Financial Advisors, Inc. and Ballentine Finn & Co Inc.
- Powerhouse Assets LLCCurrent– present · 15 yearsLincoln, MA · Adviser representative · Firm CRD 157538
- Pillar Financial Advisors, Inc.– · 1 yearWaltham, MA · Adviser representative · Firm CRD 107191
- Ballentine Finn & Co Inc– · 12 yearsWaltham, MA · Adviser representative · Firm CRD 108853
Professional designations
Listed by PowerHouse Assets
- Certified Financial Planner™
Investment adviser representative registrations
Alice Finn is registered as an investment adviser representative in 2 states. The first approvals date from June 2011; the most recent is Texas, in July 2020.
- MassachusettsSince 30 June 2011
- TexasSince 20 July 2020
Examinations
No examinations are on Alice Finn’s record.
- Full name
- Alice Nancy Finn
- CRD
- 4361136
- Firm
- PowerHouse Assets · CRD 157538
- Role
- Managing Member and Chief Compliance Officer
- Office
- Lincoln, MA
- Registration
- Investment adviser registration
- In the industry since
- November 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- powerhouseassets.com
Where does Alice Finn work?
Alice Finn has been Managing Member and Chief Compliance Officer of Powerhouse Assets LLC since January 2011, and is a control person of the firm.
Is Alice Finn a financial advisor?
Yes. Alice Finn has a current investment-adviser registration in Massachusetts and Texas, through PowerHouse Assets since June 2011.
How many years of experience does Alice Finn have?
Alice Finn has 27 years in the financial industry, since November 1998, across 3 adviser firms.
Where did Alice Finn work before PowerHouse Assets?
Before PowerHouse Assets, Alice Finn was registered through Ballentine Finn & Co Inc, January 1996 to February 2008.
Where is Alice Finn based?
Alice Finn’s registered office is in Lincoln, MA.
Is Alice Finn registered with FINRA?
No. Alice Finn has no current broker registration.
Is Alice Finn a CFP?
PowerHouse Assets lists Alice Finn with the CFP credential (“Certified Financial Planner™”) on its website. CFP Board confirms certification status.
How can I verify Alice Finn’s record?
Search CRD 4361136 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Alice Finn’s full registration record.